Week of 10/1/12-10/5/12 IPOs Scheduled

Berry Plastics Group BERY $16.00-$18.00 29.4 mill 10/4 BofA Merrill Lynch Dave & Busters Entertainment, Inc. PLAY $12.00-$14.00 7.7 mill 10/5 Goldman Sachs FleetMatics Group plc FLTX $15.00-$17.00 7.8 mill 10/5 BofA Merrill Lynch JAVELIN Mortgage Investment JMI $20.00-$20.00 6.3 mill 10/4 Deutsche Bank Securities LifeLock, Inc. LOCK $10.00-$12.00 15.7 mill 10/3 Goldman Sachs Luxfer Holdings PLC LXFR $12.00-$14.00 8 mill ADSs 10/3 Jefferies Regulus Therapeutics Inc. RGLS $10.00-$12.00 4.5 mill 10/3 Lazard

Week of 9/24/12 to 9/28/12 IPOs scheduled

Grupo Financiero Santander Mexico , S.A.B.deC.V. BSMX $10.99-$12.70 235 mill ADSs 9/26 Santander Qualys QLYS $11.00-$13.00 7.57 mill 9/28 J.P.Morgan Summit Midstream Partners, LP SMLP $19.00-$21.00 12.5 mill 9/28 Barclays

Week of 9/17/12-9/21/12 IPOs scheduled

Capital Bank Financial Corp CBF $21.00-$23.00 11.36 mill 9/21 Credit Suisse GlobeIimmune,Inc. GBIM $11.00-$13.00 5 mill 9/20 Wells Fargo National Bank Holdings Corp NBHC $20.00-$22.00 7.15 mill 9/20 Goldman Sachs Smith Electric Vehicles SMTH $16.00-$18.00 4.5 mill 9/21 UBS Spirit Realty Capital SRC $16.00-$18.00 27.1 mill 9/20 Morgan Stanley Susser Petroleum Partners LP SUSP $19.00-$21.00 9.5 mill 9/20 BofA Merrill Lynch Trulia, Inc. TRLA $14.00-$16.00 6 mill 9/20 J.P.Morgan