Week of 12/3/12-12/7/12 IPOs Scheduled

WhiteHorse Finance, Inc. WHF $15.00-$15.00 6.66 mill 12/6 Deutsche Bank Securities

Week of 11/19/12-11/23/12 IPOs Scheduled

Alon USA Partners, LP ALDW $19.00-$21.00 10 mill 11/20 Goldman Sachs YY Inc. YY $10.50-$12.50 7.8 mill ADSs 11/21 Morgan Stanley

Week of 11/12/12-11/16-12 IPOs Scheduled

Energy & Exploration Partners ENXP $14.00-$16.00 15.8 mill 11/13 Canaccord Genuity Radius Health RDUS $8.50-$10.50 6.5 mill Wk of 11/12 UBS Ruckus Wireless RKUS $13.00-$15.00 8.4 mill 11/16 Goldman Sachs Silvercrest Asset Management Group SAMG $11.00-$13.00 4.6 mill 11/13 Sandler O'Neill

Week of 11/5/12-11/9/12 IPOs Scheduled

Radius Health RDUS $8.50-$10.50 6.5 mill Wk of 11/5 UBS Singulex SGLX $15.00-$17.00 4.4 mill 11/8 UBS Taylor & Martin Group TMG $10.00-$12.00 15 mill 11/8 Canaccord Genuity