Week of 4/1/13-4/5/13 IPOs Scheduled

Independent Bank Group IBTX $24.00-$26.00 3.2 mill 4/3 Sandler O'Neill

Week of 3/25/13-3/29/13 IPOs Scheduled

Garrison Capital GARS $15.00-$15.00 5.33 mill 3/27 Baird NV5 Holdings NVEE.U $5.00-$7.00 6 mill wk of Roth Pinnacle Foods PF $18.00-$20.00 29 mill 3/28 Barclays

Week of 3/18/13-3/22/13 IPOs Scheduled

Aviv REIT AVIV $18.00-$20.00 13.2 mill 3/21 Morgan Stanley Enanta Pharmaceuticals ENTA $14.00-$16.00 4 mill 3/21 J.P. Morgan Five Oaks Investment Corp. FOIC $15.00-$15.00 5.7 mill 3/22 Barclays Marin Software MRIN $11.00-$13.00 7 mill 3/22 Goldman Sachs Model N MODN $12.40-$14.50 6.5 mill 3/20 J.P. Morgan Tetraphase Pharmaceuticals TTPH $10.00-$12.00 6.8 mill 3/19 Barclays West Corporation WSTC $22.00-$25.00 21.275 mill 3/22 Goldman Sachs

Week of 3/11/13-3/15/13 IPOs Scheduled

Silver Spring Networks, Inc. SSNI $16.00-$18.00 3.7 mill 3/13 Goldman Sachs