Week of 11/18/13-11/22/13 IPO's Scheduled

500.com Ltd WBAI $9.00-$11.00 5.8 mill 11/22 Deutsche Bank Securities Apparel Holding VNCE $17.00-$19.00 10 mill 11/22 Goldman Sachs GFI Software S,A. GFIS $12.00-$14.00 6.1 mill 11/22 J.P.Morgan Navigator Holdings Ltd. NVGS $17.00-$19.00 11.3 mill 11/21 Jefferies Oxford Immunotec Global PLC OXFD $13.00-$15.00 5.36 mill 11/22 J.P.Morgan Sungy Mobile GOMO $9.50-$11.50 7 mill 11/22 Credit Suisse TetraLogic Pharmaceuticals TLOG $13.00-$15.00 6.4 mill 11/21 Oppenheimer Trevena TRVN $12.00-$14.00 5.8 mill 11/20 Barclays Vital Therapies VTL $16.00-$18.00 4.4 mill 11/21 Credit Suisse

Week of 11/11/13-11/15/13 IPO's Scheduled

CardioDx CDX $14.00-$16.00 5 mill 11/15 Merrill Lynch Celladon CLDN $14.00-$16.00 5 mill 11/14 J.P.Morgan Chegg, Inc. CHGG $9.50-$11.50 15 mill 11/13 J.P.Morgan Dynagas LNG Partners LP DLNG $19.00-$21.00 12.5 mill 11/13 Credit Suisse Extended Stay America/ESH Hospitality STAY $18.00-$21.00 28.3 mill 11/13 Deutsche Bank Securities HMH Holdings HMHC $14.00-$16.00 18.3 mill 11/14 Goldman Sachs Relypsa RLYP $16.00-$19.00 6.9 mill 11/14 Morgan Stanley Tandem Diabetes Care TNDM $13.00-$15.00 7.1 mill 11/14 Merrill Lynch Xencor XNCR $14.00-$16.00 5 mill 11/15 Credit Suisse Zulily ZU $16.00-$18.00 11.5 mill 11/15 Goldman Sachs