IPO's Scheduled Week of 2/3/14-2/7/14

Argos Therapeutics ARGS $13.00-$15.00 4.25 mill 2/7 Piper Jaffray Auspex Pharmaceuticals ASPX $10.00-$12.00 5.5 mill 2/5 Stifel CM Finance CMFN $15.00-$15.00 6.7 mill 2/6 Raymond James Continental Building Products CBPX $16.00-$18.00 13.2 mill 2/5 Citi Egalet EGLT $11.00-$13.00 3.5 mill 2/7 Stifel Eleven Biotherapeutics EBIO $13.00-$15.00 4.3 mill 2/6 Citi Genocea GNCA $12.00-$14.00 5.5 mill 2/5 Citi GeoPark GPRK $8.00-$10.00 20 mill 2/6 J.P. Morgan Ladder Capital Corp LADR $14.00-$16.00 13.25 mill 2/7 Deutsche Bank Revance Therapeutics RVNC $14.00-$16.00 5 mill 2/6 Cowen uniQuire B.V. QURE $13.00-$15.00 4.6 mill 2/5 Jefferies

IPO's Scheduled Week of 1/27/14-1/31/14

Cara Therapeutics CARA $11.00-$13.00 5 mill 1/31 Stifel Dicerna Pharmaceuticals, Inc. DRNA $11.00-$13.00 5 mill 1/31 Jefferies Intrawest Resorts Holdings SNOW $15.00-$17.00 15.6 mill 1/31 Goldman Sachs Malibu Boats, Inc. MBUU $13.00-$15.00 7.1 mill 1/31 Raymond James The New Home Company NWHM $15.00-$17.00 7.8 mill 1/31 Citi Ultragenyx Pharmaceutical RARE $14.00-$17.00 4.8 mill wk of J.P. Morgan

IPO's Scheduled Week of 1/20/14-1/24/14

Care.com CRCM $14.00-$16.00 5.35 mill 1/24 Morgan Stanley Rice Energy RICE $19.00-$21.00 40 mill 1/24 Barclays Santander Consumer USA Holdings SC $22.00-$24.00 65.2 mill 1/24 Citigroup

IPO's scheduled week of 1/13/14-1/17/14

American Capital Senior floating, Ltd. ACSF $15.00-$15.00 10 mill 1/16 Morgan Stanley CHC Group Ltd. HELI $16.00-$18.00 29.4 mill 1/17 J.P. Morgan Cypress Energy Partners, L.P. CELP $19.00-$21.00 3.75 mill 1/16 Raymond James EP Energy EPE $23.00-$27.00 40 mill 1/17 Credit Suisse RSP Permian RSPP $19.00-$21.00 20 mill 1/17 Barclays