IPO's Scheduled Week of 11/3/14-11/7/14

Antero Midstream Partners LP AM $19.00-$21.00 37.5 million 11/5 Barclays Coherus BioSciences, Inc. CHRS $12.00-$15.00 6.3 million 11/6 J.P. Morgan FreshPet, Inc. FRPT $12.00-$14.00 10.4 million 11/7 Goldman Sachs INC Research Holdings, Inc. INCR $17.00-$20.00 8.1 million 11/7 Goldman Sachs Jaguar Animal Health JAGX $7.00-$9.00 5 million 11/5 BMO Capital Markets Nevro NVRO $15.00-$17.00 6.25 million 11/6 J.P. Morgan Radius Bancorp RADB $11.75-$13.75 5 million 11/5 Baird Sky Solar Holdings SKYS $10.00-$12.00 12.5 million ADSs 11/7 FBR The Joint Corp. JYNT $9.00-$11.00 3 million Wk of 11/3 Roth Capital Triumph Bancorp TBK $14.00-$16.00 6.7 million 11/7 Sandler O' Neill Upland Software, Inc. UPLD $12.00-$14.00 3.8 million 11/6 William Blair

IPO's Scheduled Week of 10/27/14-10/31/14

Boot Barn Holdings, Inc. BOOT $14.00-$16.00 5 million 10/30 J.P. Morgan Shell Midstream Partners LP SHLX $19.00-$21.00 37.5 million 10/29 Barclays Sientra, Inc. SIEN $14.00-$16.00 5 million 10/30 Piper Jaffray

IPO's Scheduled Week of 10/20/14-10/24/14

Anchor Bancorp Wisconsin Inc. ABCW $25.00-$27.00 372 K Wk of 10/20 Sandler O' Neill Endostim, Inc. STIM $10.00-$12.00 3.2 million Wk of 10/20 Wedbush PacGrow Life Sciences Fifth Street Asset Management FSAM $24.00-$26.00 8 million 10/22 Morgan Stanley Proteon Therapeutics, Inc. PRTO $12.00-$14.00 4.7 million 10/22 Stifel

IPO's Scheduled Week of 10/13/14-10/17/14

Atara Biotherapeutics ATRA $14.00-$16.00 5 million 10/16 Goldman Sachs Dominion Midstream Partners, LP DM $19.00-$21.00 17.5 million 10/15 Barclays Forward Pharma FWP $20.00-$22.00 9.5 million 10/15 Leerink Partners Great Western Bancorp GWB $21.00-$24.00 16 million 10/15 Deutsche Bank Securities Virobay, Inc. VBAY $12.00-$14.00 3.8 million 10/16 Piper Jaffray Xenon Pharmaceuticals XENE $10.00-$12.00 4 million 10/17 Jefferies Zayo Group Holdings ZAYO $21.00-$24.00 28.9 million 10/17 Morgan Stanley

IPO's Scheduled Week of 10/6/14-10/10/14

Dave & Busters Entertainment, Inc. PLAY $16.00-$18.00 5.9 million 10/10 Jefferies Diplomat Pharmacy DPLO $14.00-$16.00 13.33 million 10/10 Credit Suisse HubSpot HUBS $19.00-$21.00 5 million 10/9 Morgan Stanley MOL Global, Inc. MOLG $12.50-$14.50 19.5 million 10/9 Citigroup Neurosigma NSIG $13.00-$15.00 3.6 million 10/9 Jefferies OM Asset Management Limited OMAM $15.00-$17.00 22 million 10/9 BofA Merrill Lynch USD Partners LP USDP $19.00-$21.00 8.85 million 10/9 Citigroup Veritex Holdings VBTX $12.00-$14.00 2.7 million Wk of 10/6 Sandler O' Neill + Partners