IPO Boutique

Week of 2/6/12-2/10/12

2012-02-01T14:59:00.000-08:00

Cementos Pacasmayo S.A.A.
CPAC $11.50-$13.00 20 million ADSs 2/8 J.P. Morgan

Ceres, Inc.
CERE $21.00-$23.00 5 million 2/9 Goldman Sachs

ChemoCentryx
CCXI $14.00-$16.00 4 million 2/8 J.P. Morgan

Epam Systems, Inc.
EPAM $16.00-$18.00 7.4 million 2/8 Citi

Erickson Air-Crane
EAC $13.00-$15.00 5.35 million 2/9 Stifel Nicolaus Weisel

FX Alliance, Inc.
FX $13.50-$15.50 5.2 million 2/9 BofA Merrill Lynch

Roundys
RNDY $10.00-$12.00 18.2 million 2/8 Credit Suisse

Synacor
SYNC $10.00-$12.00 6.8 million 2/10 BofA Merrill Lynch

TVAX Biomedical
TVAX $9.00-$11.00 2 million Week of 2/06 Roth Capital

Week of 1/30-2/3 IPOs Scheduled

2012-01-26T12:27:00.000-08:00

AVG Technologies
AVG $16.00-$18.00 8 million Proposed trade date 2/2 Lead Book Morgan Stanley...

Cempra Holdings
CEMP $11.00-$13.00 6 million Proposed trade date 2/2 Lead Book Stifel Nicolaus Weisel...

Dynamic Offshore Resources
DOR $17.00-$19.00 16.7 million Proposed trade date 2/1 Lead Book Citi...

Greenway Medical Technologies, Inc.
GWAY $11.00-$13.00 6.67 million Proposed trade date 2/2 Lead Book J.P. Morgan...

Matador Resources Company
MTDR $14.00-$16.00 13.3 million Proposed trade date 2/2 Lead Book RBC Capital Markets...

Merrimack Pharmaceuticals
MACK $8.00-$10.00 16.7 million Proposed trade date 2/1 Lead Book J.P. Morgan

Platinum Energy Solutions, Inc.
FRAC $9.00-$11.00 14 million Proposed trade date 2/3 Lead Book Morgan Stanley

U.S. Silica Holdings
SLCA $16.00-$18.00 11.76 million Proposed trade date 2/1 Lead Book Morgan Stanley...

Week of 1/23/12-1/27/12 IPOs scheduled

2012-01-19T11:25:00.001-08:00

Guidewire Software GWRE $10.00-$12.00 Proposed trade date 1/25 Lead Book J.P Morgan

Intelepeer PEER $9.00-$11.00 Proposed trade date 1/26 Lead Book J.P Morgan

Verastem VSTM $9.00-$11.00 Proposed trade date 1/27 Lead Book UBS Investment Bank

Week of 1/16/12-1/20/12 IPOs scheduled

2012-01-13T09:33:00.000-08:00

Renewable Energy Group REGI $13.00-$15.00 Proposed trade date 1/19 Lead Book UBS Investment Bank

Week of 1/9/12-1/13/12 IPOs scheduled

2012-01-06T06:02:00.000-08:00

There are no IPO's scheduled for this week.

Week of 1/2/12-1/6/12 IPOs scheduled

2011-12-30T05:08:00.000-08:00

IPO Boutique wishes all of our present and future clients a Happy New Year.

There are no IPO's scheduled for this week.

Week of 12/26/11-12/30/11 IPOs scheduled

2011-12-23T05:33:00.001-08:00

Happy Holidays from IPO Boutique!

There are no IPO's scheduled for this week.

Week of 12/19/11-12/23/11 IPOs scheduled

2011-12-15T08:35:00.000-08:00

Happy Holidays from IPO Boutique!

There are no IPO's scheduled for this week.

Week of 12/12/11-12/16/11 IPOs scheduled

2011-12-08T08:18:00.000-08:00

11.7 mill 12/13 Jive Software
JIVE Morgan Stanley
Goldman, Sachs & Co. $8 - $10

10.75 mil 12/14 Luxfer Holdings
LXFR Jefferies & Co.
Credit Suisse $13 - $15

10 mil 12/15 Sanchez Energy Corporation
SN Johnson Rice & Co.
Macquarie Capital $24 - $26

14.3 mil 12/15 Bonanza Creek Energy
BCEI Morgan Stanley
Credit Suisse $20 - $22

9 mil 12/15 GSE Holding
GSE Oppenheimer & Co.
FBR Capital Markets $13 - $15

17.5 mil 12/15 Laredo Petroleum
LPI J.P. Morgan
Goldman, Sachs & Co. $18 - $20

41.7 mil 12/15 Michael Kors Holdings
KORS Morgan Stanley
J.P. Morgan $17 - $19

5.4 mil 12/15 Mid-Con Energy Partners LP
MCEP RBC Capital Markets
Raymond James $19 - $21

13.5 mil 12/16 FusionStorm Global
FSTM FBR Capital Markets
Needham & Co. $12 - $14

16 mil 12/16 Inergy Midstream LP
NRGM Morgan Stanley
Barclays Capital $19 - $21

100 mil 12/16 Zynga
ZNGA Morgan Stanley
Goldman, Sachs & Co. $8.50 - $10

Week of 12/5/11-12/9/11 IPOs scheduled

2011-12-02T06:34:00.001-08:00

HomeStreet HMST $22.00-$24.00 Proposed trade date 12/8 Lead Book FBR Capital Markets

Memorial Production Partners MEMP $19.00-$21.00 Proposed trade date 12/9 Lead Book Citigroup

Peak Resorts PEAK $16.00-$18.00 Proposed trade date 12/8 Lead Book Raymond James

Rose Rock Midstream L.P. RRMS $19.00-$21.00 Proposed trade date 12/9 Lead Book Barclays Capital

WhiteSmoke WHSM $8.00-$10.00 Proposed trade date 12/9 Lead Book Aegis Capital

Week of 11/28/11-12/2/11 IPOs scheduled

2011-11-23T11:51:00.001-08:00

WhiteSmoke WHSM $8.00-$10.00 Proposed trade date 11/22 Lead Book Aegis Capital

Week of 11/21/11-11/25/11 IPOs scheduled

2011-11-17T10:54:00.001-08:00

WhiteSmoke WHSM $8.00-$10.00 Proposed trade date 11/22 Lead Book Aegis Capital

Week of 11/14/11-11/18/11 IPOs scheduled

2011-11-11T04:51:00.000-08:00

Angie's List ANGI $11.00-$13.00 Proposed trade date 11/17 Lead Book BofA Merrill Lynch

Bluestem Brands BSTM $14.00-$16.00 Proposed trade date 11/16 Lead Book Deutsche Bank

Clovis Oncology CLVS $13.00-$15.00 Proposed trade date 11/16 Lead Book J.P. Morgan

Delphi Automotive PLC DLPH $22.00-$24.00 Proposed trade date 11/17 Lead Book Goldman Sachs

Digital Domain Media Group DDMG $10.00-$12.00 Proposed trade date 11/18 Lead Book Roth Capital Partners

Intermolecular IMI $12.00-$14.00 Proposed trade date 11/18 Lead Book Morgan Stanley

InvenSense INVN $7.00-$8.50 Proposed trade date 11/16 Lead Book Goldman Sachs

Manning & Napier MN $15.00-$17.00 Proposed trade date 11/18 Lead Book J.P Morgan

Mattress Firm MFRM $17.00-$19.00 Proposed trade date 11/18 Lead Book Barclays Capital

Week of 11/71/11-11/11/11 IPOs scheduled

2011-11-03T09:35:00.000-07:00

Chesapeake Granite Wash Trust CHKR $19.00-$21.00 Proposed trade date 11/11 Lead Book Morgan Stanley

Imperva IMPV $14.00-$16.00 Proposed trade date 11/9 Lead Book J.P. Morgan

LRR Energy, L.P. LRE $19.00-$21.00 Proposed trade date 11/11 Lead Book Wells Fargo

NewLink Genetics NLNK $10.00-$12.00 Proposed trade date 11/10 Lead Book Stifel Nicholaus Weisel

Pacific Drilling PACD $8.00-$10.00 Proposed trade date 11/11 Lead Book Morgan Stanley

Week of 10/31/11-11/04/11 IPOs scheduled

2011-10-27T17:37:00.000-07:00

Enduro Royalty Trust NDRO $23.00-$25.00 Proposed trade date 11/3 Lead Book Barclays Capital

Groupon GRPN $16.00-$18.00 Proposed trade date 11/4 Lead Book Morgan Stanley

Rentech Nitrogen Partners L.P. RNF $19.00-$21.00 Proposed trade date 11/4 Lead Book Morgan Stanley

Week of 10/24/11-10/28/11 IPOs scheduled

2011-10-21T07:35:00.000-07:00

There are currently no IPOs scheduled for this week.

Week of 10/17/11-10/21/11 IPOs scheduled

2011-10-14T04:26:00.001-07:00

ZELTIQ Aesthetics ZLTQ $14.00-$16.00 Proposed trade date 10/19 Lead Book J.P. Morgan

Week of 10/10/11-10/14/11 IPOs scheduled

2011-10-07T05:15:00.000-07:00

Ubiquiti Betworks UBNT $20.00-$22.00 proposed trade date 10/14 Lead Book UBS Investment Bank

Week of 10/3/11-10/7/11 IPOs scheduled

2011-09-29T18:17:00.000-07:00

There are currently no IPOs scheduled for this week.

Week of 9/26/11-9/30/11 IPOs scheduled

2011-09-23T05:02:00.001-07:00

There are currently no IPOs scheduled for this week.

Week of 9/19/11-9/23/11 IPOs scheduled

2011-09-16T04:14:00.000-07:00

White Glove Health WGH $9.00-$13.00 proposed trade date 9/20 Lead Book WR Hambrecht

Week of 9/12/11-9/16/11 IPOs scheduled

2011-09-09T08:41:00.000-07:00

White Glove Health WGH $9.00-$13.00 proposed trade date 9/16 Lead Book WR Hambrecht

Week of 9/5/11-9/9/11 IPOs scheduled

2011-09-02T05:55:00.000-07:00

There are currently no IPOs scheduled for this week.

Week of 8/29/11-9/2/11 IPOs scheduled

2011-08-26T05:10:00.001-07:00

There are currently no IPOs scheduled for this week.

Week of 8/22/11-8/26/11 IPOs scheduled

2011-08-19T05:19:00.000-07:00

There are currently no IPOs scheduled for this week.

Week of 8/15/11-8/19/11 IPOs scheduled

2011-08-12T08:01:00.001-07:00

Tudou Holdings Limited TUDO $28.00-$30.00 proposed trade date 8/17 Lead Book Credit Suisse

Week of 8/8/11-8/12/11 IPOs scheduled

2011-08-05T04:50:00.001-07:00

Carbonite CARB $15.00-$17.00 proposed trade date 8/10 Lead Book B of A Merrill Lynch

Enduro Royalty Trust NDRO $24.00-$26.00 proposed trade date 8/11 Lead Book Barclays Capital POSTPONED

Homestreet HMST $22.00-$24.00 proposed trade date 8/11 Lead Book FBR Capital POSTPONED

Invensense INVN $8.50-$10.50 proposed trade date 8/10 Lead Book Goldman Sachs POSTPONED

Loyalty Alliance Enterprise LAEC $14.00-$16.00 proposed trade date 8/11 Lead Book Macquarie POSTPONED

Midland States Bancorp MSBI $15.00-$17.00 proposed trade date Week of 8/8 Lead Book Sandler O'Neill

Sandridge Permian Trust PER $19.00-$21.00 proposed trade date week of 8/11 Lead Book Morgan Stanley

TIM w.e. SGPS TMWE $12.00-$14.00 proposed trade date 8/12 Lead Book Credit Suisse POSTPONED

Trustwave Holdings TWAV $15.00-$17.00 proposed trade date 8/10 Lead Book Morgan Stanley POSTPONED

Wageworks WAGE $8.00-$9.00 proposed trade date 8/9 Lead Book Credit Suisse POSTPONED

WhiteGlove Health WGH $9.00-$13.00 proposed trade date 8/9 Lead Book WR Hambrecht POSTPONED

Week of 8/1/11-8/5/11 IPOs scheduled

2011-07-29T03:40:00.001-07:00

American Capital Mortgage MTGE $20.00-$20.00 proposed trade date Week of 8/1 Lead Book Citi

Wageworks WAGE $12.00-$14.00 proposed trade date 8/5 Lead Book Credit Suisse

WhiteGlove Health WGH $9.00-$13.00 proposed trade date 8/4 Lead Book WR Hambrecht

Week of 7/25/11-7/29/11 IPOs scheduled

2011-07-22T04:45:00.000-07:00

ADS Tactical ADSI $16.00-$18.00 proposed trade date 7/29 Lead Book J.P. Morgan

American Midstream Partners L.P. AMID $19.00-$21.00 proposed trade date 7/27 Lead Book Citi

C & J Energy CJES $25.00-$28.00 proposed trade date 7/29 Lead Book Goldman Sachs

Chefs Warehouse Holdings CHEF $14.00-$16.00 proposed trade date 7/28 Lead Book Jefferies

Dunkin' Brands DNKN $16.00-$18.00 proposed trade date 7/27 Lead Book J.P Morgan

Horizon Pharma HZNP $10.00-$12.00 proposed trade date 7/27 Lead Book Stifel Nicolaus

Orchid Island Capital ORC $8.00-$8.00 proposed trade date 7/26 Lead Book Barclays Capital

Tangoe TNGO $9.00-$11.00 proposed trade date 7/27 Lead Book Deutsche Bank

Teavana TEA $13.00-$15.00 proposed trade date 7/28 Lead Book B of A Merrill Lynch

Union Agriculture Group UAGR $13.00-$15.00 proposed trade date 7/27 Lead Book Credit Suisse

Wesco Aircraft WAIR $15.50-$17.50 proposed trade date 7/28 Lead Book Barclays Capital

WhiteGlove House Call WGH $9.00-$13.00 proposed trade date 7/28 Lead Book WR Hambrecht

Week of 7/18/11-7/22/11 IPOs scheduled

2011-07-15T04:56:00.001-07:00

Apollo Residential Mortgage AMTG $20.00-$20.00 proposed trade date 7/22 Lead Book Morgan Stanley

Francescas Holdings FRAN $14.00-$16.00 proposed trade date 7/22 Lead Book Goldman Sachs

Orchard Island Capital ORC $10.00-$12.00 proposed trade date 7/22 Lead Book Barclays Capital

Skullcandy SKUL $17.00-$19.00 proposed trade date 7/20 Lead Book B of A ML

SunCoke Energy SXC $15.00-$17.00 proposed trade date 7/21 Lead Book Credit Suisse

Xunlei Limited XNET $14.00-$16.00 proposed trade date 7/20 Lead Book J.P Morgan

Zillow Z $16.00-$18.00 proposed trade date 7/20 Lead Book Citi

Week of 7/11/11-7/15/11 IPOs scheduled

2011-07-08T08:33:00.003-07:00

Oiltanking Partners, L.P. OILT $19.00-$21.00 proposed trade date 7/14 Lead Book Citi

Week of 7/4/11-7/8/11 IPOs scheduled

2011-07-01T07:17:00.000-07:00

Currently there are no IPOs scheduled for this week.

Have a Happy Holiday!

Week of 6/27/11-7/1/11 IPOs scheduled

2011-06-24T07:05:00.000-07:00

AG Mortgage Investment Trust MITT $20.00-$20.00 proposed trade date 6/30 Lead Book Deutsche Bank

Envivio ENVI $10.00-$12.00 proposed trade date 6/30 Lead Book Stifel Nicolaus

HomeAway AWAY $24.00-$27.00 proposed trade date 6/29 Lead Book Morgan Stanley

Week of 6/20/11-6/24/11 IPOs scheduled

2011-06-17T06:12:00.001-07:00

Stewart and Stevenson SNS $14.00-$16.00 proposed trade date 6/22 Lead Book J.P. Morgan

Vanguard Health Systems VHS $21.00-$23.00 proposed trade date 6/23 Lead Book Bof A Merrill Lynch

KIOR KIOR $19.00-$21.00 proposed trade date 6/24 Lead Book Credit Suisse

Week of 6/13/11-6/17/11 IPOs scheduled

2011-06-10T05:17:00.001-07:00

Compressco Partners GSJK $19.00-$21.00 proposed trade date 6/16 Lead Book Raymond James

Pandora Media P $7.00-$9.00 proposed trade date 6/15 Lead Book Morgan Stanley

Bankrate RATE $14.00-$16.00 proposed trade date 6/17 Lead Book Goldman Sachs

Week of 6/6/11-6/10/11 IPOs scheduled

2011-06-03T06:47:00.001-07:00

Fusion-io FIO $13.00-$15.00 proposed trade date 6/9 Lead Book Goldman Sachs

Taomee Holdings TAOM $9.00-$11.00 proposed trade date 6/9 Lead Book Credit Suisse

Week of 5/30/11-6/3/11 IPOs scheduled

2011-05-27T09:21:00.000-07:00

Sabre Industries SABR $10.00-$11.00 proposed trade date Week of 5/30 dtd Lead Book Stifel Nicholaus

Week of 5/23/11-5/27/11 IPOs scheduled

2011-05-20T07:18:00.001-07:00

Active Network ACTV $16.00-$18.00 proposed trade date 5/25 Lead Book BofA Merill Lynch

Freescale Semiconductor Holdings FSL $22.00-$24.00 proposed trade date 5/26 Lead Book Citi

Lone Pine Resources LPR $18.00-$20.00 proposed trade date 5/26 Lead Book J.P. Morgan

Nobao Renewable Energy NRE $11.00-$13.00 proposed trade date 5/27 Lead Book Citi

Sabre Industries SABR $12.00-$14.00 proposed trade date 5/26 Lead Book Stifel Nicholaus

Solazyme SZYM $15.00-$17.00 proposed trade date 5/27 Lead Book Morgan Stanley

Spirit Airlines SAVE $14.00-$16.00 proposed trade date 5/25 Lead Book Citi

Yandex N.V. YNDX $20.00-$22.00 proposed trade date 5/24 Lead Book Morgan Stanley

Week of 5/16/11-5/20/11 IPOs scheduled

2011-05-13T09:43:00.001-07:00

Advanced BioHealing ABHB $14.00-$16.00 proposed trade date 5/18 Lead Book BofA Merill Lynch

LinkedIn Corporation LNKD $32.00-$35.00 proposed trade date 5/19 Lead Book Morgan Stanley

New Mountain Finance Corporation NMFC $14.00-$15.00 proposed trade date 5/20 Lead Book Goldman Sachs

Schottenstein Realty Trust SCRT $14.00-$16.00 proposed trade date 5/17 Lead Book Raymond James

Week of 5/9/11-5/13/11 IPOs scheduled

2011-05-06T07:38:00.000-07:00

ArborGen ARBR $16.00-$18.00 proposed trade date 5/10 Lead Book Goldman Sachs

China Zenix Auto ZX $9.50-$11.50 proposed trade date 5/12 Lead Book Morgan Stanley

Friendfinder Networks FFN $10.00-$12.00 proposed trade date 5/12 Lead Book Imperial Capital

Jiayuan.com DATE $10.00-$12.00 proposed trade date 5/11 Lead Book BofA Merrill Lyynch

Kosmos Energy KOS $16.00-$18.00 proposed trade date 5/11 Lead Book Citi

NGL Energy Partners NGL $19.00-$21.00 proposed trade date 5/12 Lead Book Wells Fargo

Phoenix New Media FENG $12.00-$14.00 proposed trade date 5/12 Lead Book Morgan Stanley

RLJ Lodging Trust RLJ $19.00-$21.00 proposed trade date 5/11 Lead Book BofA Merrill Lynch

Schottenstein Realty Trust SCRT $14.00-$16.00 proposed trade date 5/13 Lead Book Raymond James


						of 5/09

Week of 5/2/11-5/6/11 IPOs scheduled

2011-04-29T06:53:00.000-07:00

Boingo WIreless WIFI $12.00-$14.00 proposed trade date 5/4 Lead Book Credit Suisse

NetQin Mobile NQ $10.00-$12.00 proposed trade date 5/5 Lead Book Piper Jaffray

Renren Inc. RENN $12.00-$14.00 proposed trade date 5/4 Lead Book Morgan Stanley

RPX Corp. RPXC $16.00-$18.00 proposed trade date 5/4 Lead Book Goldman Sachs

Thermon Group THR $12.00-$14.00 proposed trade date 5/5 Lead Book Barclays

VOC Energy Trust VOC $19.00-$21.00 proposed trade date 5/5 Lead Book Bof A Merrill Lynch

Week of 4/25/11-4/29/11 IPOs scheduled

2011-04-22T04:40:00.001-07:00

AG Mortgage Investment Trust $20.00-$20.00 proposed trade date 4/29 Lead Book Bof A Merrill Lynch

Week of 4/18/11-4/22/11 IPOs scheduled

2011-04-15T09:04:00.001-07:00

21Vianet Group VNET $10.00-$12.00 proposed trade date 4/21 Lead Book Morgan Stanley

Air Lease AL $25.00-$28.00 proposed trade date 4/19 Lead book J.P. Morgan

Responsys MKTG $8.50-$10.00 proposed trade date 4/21 Lead book Morgan Stanley

Sagent Pharmaceuticals SGNT $14.00-$16.00 proposed trade date 4/20 Lead book Morgan Stanley

Tesoro Logistics L.P. TLLP $19.00-$21.00 proposed trade date 4/20 Lead Book Citi

Week of 4/11/11-4/15/11 IPOs scheduled

2011-04-08T09:04:00.000-07:00

Arcos Dorados Holdings ARCO $13.00-$15.00 proposed trade date 4/14 Lead book BofA ML

Box Ships TEU $15.00-$17.00 proposed trade date 4/14 Lead book UBS Investment Bank

Ellie Mae ELLI $9.00-11.00 proposed trade date Week of 4/14 Lead book Barclays Capital

Sequans Communication S.A. SQNS $11.00-$13.00 proposed trade date 4/15 Lead Book UBS Investment Bank

STAG Industrial STIR $15.00-$17.00 proposed trade date 4/15 Lead Book BofA Merrill Lynch

TMS International TMS $15.00-$17.00 proposed trade date 4/14 Lead Book BofA Merrill Lynch

Zipcar ZIP $14.00-$16.00 proposed trade date 4/14 Lead Book Goldman Sachs

Week of 4/4/11-4/8/11 IPOs scheduled

2011-04-01T16:06:00.000-07:00

CVR Partners L.P. UAN $12.00-$14.00 proposed trade date 4/8 Lead book Morgan Stanley

Golar LNG Partners LP GMLP $20.00-$22.00 proposed trade date 4/8 Lead book Citi

SandRidge Mississippian Trust SDT $19.00-21.00 proposed trade date Week of 4/8 Lead book Raymond James

Tranzyme TZYM $4.00-$4.00 proposed trade date 4/4 Lead Book Citi

Week of 3/28/11-4/1/11 IPOs scheduled

2011-03-26T06:13:00.000-07:00

Apollo Global Management APO $17.00-$19.00 proposed trade date 3/30 Lead book Goldman Sachs

GNC Holdings GNC $15.00-$17.00 proposed trade date 4/1 Lead book Goldman Sachs

Preferred Apartment Communities APTS $10.00 proposed trade date Week of 3/28 Lead book Wunderlich Securities

Qihoo 360 Technology Co. Ltd QIHU $10.50-$12.50 proposed trade date 3/30 Lead book UBS Investment Bank

Tranzyme TZYM $11.00-13.00 proposed trade date Week of 3/28 Lead Book Citi

Week of 3/21/11-3/25/11 IPOs scheduled

2011-03-18T08:00:00.000-07:00

Preferred Apartment Communities APTS proposed trade date Week of 3/21 Lead book Wunderlich Securities

TMS International TMS proposed trade date 3/24 Lead book B of A Merrill--Postponed

Tranzyme TZYM proposed trade date 3/24 Lead Book Citi

ServiceSource International SREV proposed trade date 3/25 Lead book Morgan Stanley

Company: China Power Technology Symbol: CNPT Price: $12.00-$14.00 Description: They formed through a reverse acquisition to manufacture industrial boilers in China. Stock currently trades on OTCBB under symbol CNPI. Trade Date: 3/23 Shares: 2.3 million Type: Secondary

Underwriter(s)		Co Manager(s)
Rodman & Renshaw		Maxim Group, Axiom Capital Management, Hudson Securities

Week of 3/14/11-3/18/11 IPOs scheduled

2011-03-13T05:16:00.000-07:00

Cornerstone OnDemand CSOD proposed trade date 3/17 Lead book Goldman Sachs
Global Market Group Limited GMC proposed trade date 3/18 Lead book Deutsche Bank

Week of 3/7/11-3/11/11 IPOs scheduled

2011-03-04T08:34:00.001-08:00

HCA Holdings HCA proposed trade date 3/10 Lead book BofA ML
MagnaChip Semiconductor MX proposed trade date 3/11 Lead book Barclays Capital

Week of 2/28/11-3/4/11 IPOs scheduled

2011-02-26T06:07:00.000-08:00

Greenwich Kahala Aviation GKH proposed trade date 3/4 Lead book FBR Capital Markets

Week of 2/21/11-2/25/11 IPOs scheduled

2011-02-19T07:10:00.000-08:00

Solar Senior Capital SLSC proposed trade date 2/25 Lead book CITI

Week of 2/14/11-2/18/11 IPOs scheduled

2011-02-12T09:31:00.000-08:00

IASO Pharma IASO proposed trade date 2/15/11 Lead book Ladenburg Thalmann

Masergy Communications MSGY proposed trade date 2/16/11 Lead Book BofA Merrill Lynch

Zuoan Fashion Limited ZA proposed trade date Week of 2/14 Lead Book Cowen & Co.

Week of 2/7/11-2/11/11 IPOs scheduled

2011-02-05T09:27:00.000-08:00

AcelRx Pharmaceuticals ACRX proposed trade date Week of 2/7 Lead book Piper Jaffray
China Century Dragon Media CDM proposed trade date 2/8/11 Lead book WestPark Capital
Clarus Therapeutics CLRS proposed trade date 2/8/11 Lead book Piper Jaffray
Fluidigm FLDM proposed trade date 2/10/11 Lead book Deutsche Bank
Gevo, Inc.GEVO proposed trade date 2/9/11 Lead book UBS Investment Bank
IASO Pharma IASO proposed trade date 2//10/11 Lead book Ladenburg Thalmann
Imperial Holdings IFT proposed trade date Week of 2/7 Lead book FBR Capital Markets
Kinder Morgan KMI proposed trade date 2/11/11 Lead book Goldman Sachs
Kips Bay Medical KIPS proposed trade date 2/11/11 Lead book Rodman & Renshaw
Summit Hotel Properties INN proposed trade date Week of 2/7/11 Lead book Deutsche Bank
The Aveon Group AVO proposed trade date 2/8/11 Lead book J.P. Morgan
Wave2Wave WAV proposed trade date Week of 2/7 Lead book Aegis Capital
Zuoan Fashion Limited ZA proposed trade date Week of 2/7 Lead Book Cowen & Co.

The following IPOs are currently on tap for the week of 1/31/11-2/4/11

2011-01-29T09:29:00.000-08:00

AcelRx Pharmaceuticals ACRX proposed trade date 2/3/11 Lead book Piper Jaffray
BioHorizons BHZN proposed trade date 2/3/11 Lead book Piper Jaffray
China Century Dragon Media CDM proposed trade date 2/1/11 Lead book WestPark Capital
Endocyte ECYT proposed trade date 2/2/11 Lead book RBC Capital Markets
Epocrates EPOC proposed trade date 2/2/11 Lead book J.P. Morgan
Imperial Holdings IFT proposed trade date 2/4/11 Lead book FBR Capital Markets
NeoPhotonics NPTN proposed trade date 2/2/11 Lead book BofA Merrill
Pacira Pharmaceuticals PCRX proposed trade date 2/3/11 Lead book Barclays Capital
Tornier B.V. TRNX proposed trade date 2/3/11 Lead Book BofA Merrill
Trunkbow International Holdings TBOW proposed trade date Week of 1/31 Lead Book Roth Capital
Wave2Wave WAV proposed trade date 2/1/11 Lead book Aegis Capital
Zheng Hui Industry ZHIC proposed trade date 2/2/11 Lead book Rodman & Renshaw
Zuoan Fashion Limited ZA proposed trade date 2/1/11 Lead Book Cowen

IPO Boutique: 2011 IPO Market is set to resume during Week of 1/...

2011-01-29T09:07:00.000-08:00

IPO Boutique: 2011 IPO Market is set to resume during Week of 1/...: "The following IPOs are currently on tap for this weeks debut Adecoagro S.A. AGRO Leads Credit Suisse, Morgan Stanley, Itau BBA, Deutsche Ba..."

2011 IPO Market is set to resume during Week of 1/24/11

2011-01-12T12:27:00.000-08:00

The following IPOs are currently on tap for this weeks debut

Adecoagro S.A. AGRO Leads Credit Suisse, Morgan Stanley, Itau BBA, Deutsche Bank
BankUnited BKU Leads Morgan Staney, BofA Merrill Lynch, Deutsche Bank
BCD Semiconductor Manufacturing BCDS Leads Jefferies, Stifel Nicolaus Weisel
Demand Media DMD Leads Goldman Sachs, Morgan Stanley
InterXion Holding NV Leads INXN Leads BofA Merrill Lynch, Citi, Barclays Capital
Nielsen Holdings NLSN Leads J.P Morgan, Morgan Stanley
Velti plc VELT Leads Jefferies
Zuoan Fashion ZA Leads Cowen & Co.

IPO Boutique wishes its clients Season's Greetings and a prosperous New Year

2010-12-23T05:56:00.000-08:00

We look forward to serving you in 2011.

Sincerely,
Scott Sweet
Senior Managing Partner
Principal Researcher
IPO Boutique
Tampa, Florida

Week of 12/13-12/17-- Ten IPO's are Currently scheduled

2010-12-11T07:18:00.000-08:00

BG Medicine BGMD 4.75 million $13.00-$15.00 Lead Books UBS Investment Bank

FleetCor Technologies FLT 12.7 million $23.00-$26.00 Lead Books J.P Morgan, Goldman Sachs

Fortegra Financial FRF 7.7 million $14.00-$16.00 Lead Books Piper Jaffray, SunTrust Robinson Humphrey

Gain Capital Holdings GCAP 11 million $13.00-$15.00 Lead Books Morgan Stanley, Deutsche Bank

iSoftStone Holdings ISS 10.8 million $11.00-$13.00 Lead Books UBS Investment Bank,J.P Morgan,Morgan Stanley

QR Energy, LP QRE 15 million $19.00-$21.00 Lead Books Wells Fargo,J.P Morgan, Raymond James, RBC Capital Markets

RigNet RNET 5 million $14.00-$16.00 Lead Books Deutsche Bank, Jefferies

Swift Transportation SWFT 67.3 million $13.00-$15.00 Lead Books Morgan Stanley,B of A Merrill Lynch,Wells Fargo,Deutsche Bank, UBS Investment Bank

Ventrus Biosciences VTUS 2.8 million $6.00-$7.00 Lead Books Rodman & Renshaw

Walker & Dunlop WD 10 million $14.00-$16.00 Lead Books Credit Suisse, Keefe Bruyette Woods

5 Chinese IPOs and one Taiwanese IPO set to debut during Week of 12/6-12/10

2010-12-03T10:24:00.000-08:00

Although nine in total are scheduled...the following Asian companies are set to debut:

Bona Film Limited BONA Proposed Trade Date 12/9/10
E-Commerce China Danddang DANG Proposed Trade Date 12/8/10
Lentuo International LAS Proposed Trade Date 12/10/10
SemiLeds LEDS Proposed Trade date 12/9/10
Sky-mobi Limited MOBI Proposed Trade Date 12/10/10
Youku.com YOKU Proposed Trade Date 12/8/10

Week of 12/6-12/10 Nine IPO's are Currently scheduled

2010-11-29T11:15:00.000-08:00

Bona Film Group Limited / BONA BofA Merrill Lynch,
J.P. Morgan $7 - $9 11.7 mil Wk of 12/06

CTPartners Executive Search / CTP William Blair,
C.L. King & Associates $12 - $14 2.3 mil Wk of 12/06

E-Commerce

China

Dangdang / DANG Credit Suisse,
Morgan Stanley $11 - $13 17.0 mil Wk of 12/06

First Republic Bank / FRC BofA Merrill Lynch,
Morgan Stanley $24 - $27 11.0 mil Wk of 12/06

Lentuo International / LAS Cowen & Company,
HSBC Corporation $12 - $14 7.5 mil Wk of 12/06

SemiLEDS Corporation / LEDS BofA Merrill Lynch,
Barclays Capital $15 - $17 5.3 mil Wk of 12/06

Sky-mobi Limited / MOBI Citi,
Piper Jaffray $8 - $10 7.3 mil Wk of 12/06

Targa Resources Corp. / TRGP Barclays Capital,
Morgan Stanley $19 - $21 13.8 mil Wk of 12/06

Youku.com / YOKU Goldman Sachs (Asia) L.L.C.,
Allen & Company $9 - $11 15.4 mil Wk of 12/06

GM IPO Submits an Amended S-1

2010-11-17T07:35:00.000-08:00

There is now confirmation from Dow Jones. An amended filling of the S-1 is expected tomorrow with new details. If all facts are as stated, the treasury stake will be reduced from an original 61% to 26%. It is a fact that the road show has gone off in a spectacular way. The demand clearly outstrips supply exponentially, and it looks like GM and the treasury feels that they can easily place the additional stock without much trouble. There is already some speculation, and I have tried to refrain from commenting on the many rumors that are/have been circulating, but it is my opinion that this action will likely increase the retail allocation to some degree. As I stated earlier in an earlier email…for now I am NOT changing my rating of 4. I strongly believe that GM and the treasury have thought out the serious repercussions…if this IPO does not work.

http://www.sec.gov/Archives/edgar/data/1467858/000119312510262471/ds1a.htm

GM IPO Raises IPO price range from $26.00-$29.00 to $32.00-$33.00

2010-11-16T09:45:00.000-08:00

Today, the GM IPO raised the offering price to a new range of $32.00-$33.00. The preferred share portion of the offering was also raised from 3 billion dollars to 4 billion dollars. The common share size is still at 365 million.

General Motors GM IPO leads a list of 10 likely IPO's the week of 11/15-11/19

2010-11-14T05:21:00.000-08:00

At publishing time this is the list of IPO's scheduled and their proposed dates

General Motors symbol GM trade date 11/18

Aeroflex Holding symbol ARX trade date 11/19
Anacor Pharmaceuticals ANAC trade date 11/18
Bitauto Holdings symbol BITA trade date 11/18
Booz Allen Hamilton symbol BAH trade date 11/17
Caesars Entertainment Corp. symbol CZR trade date 11/19
Lizhan Environmental Corp. symbol LEC trade date week of 11/15
LPL Investment Holdings symbol LPLA trade date 11/18
Richmond Honan Medical symbol MOB trade date week of 11/15 day to day
Zogenix, Inc. symbol ZGNX trade date 11/17

General Motors GM IPO scheduled to debut on 11/18

2010-11-12T09:27:00.000-08:00

General Motors GM is scheduled to trade on 11/18. Although I usually wait for the Sunday ratings to come out before stating the rating—in this case and it being very high profile…it will be rated a 4 strong buy. GM’s books are well subscribed in both in the retail and institutional sector. This is the case with BOTH the common and preferred. There is some unconfirmed chatter that the preferreds will only be earmarked to the institutional buyer. It is my suggestion to indicate at once.

Buy our one-shot GM IPO Market Research here - be informed:

http://www.ipoboutique.com/gm-general-motors-ipo-information.html

October 30 IPO Pipeline

2010-11-10T10:08:00.001-08:00

The Pipeline is a running total of filed IPO's that have not Opened, been Withdrawn or Postponed.
There is a 90% confidence level that the IPO's within the Pipeline will open within a year.
The IPO's beyond the 12 month window have only a 10% chance of ever opening.
The list of IPO filings and or specific changes listed below...is updated daily.
No Blank Check IPO's or SPACs are included. THERE ARE 180 ACTIVE IPOs IN THE PIPELINE AS OF THE END OF SEPTEMBER 2010

IPO Pipeline

2010-10-18T07:36:00.001-07:00

The Pipeline is a running total of filed IPO's that have not Opened, been Withdrawn or Postponed.
There is a 90% confidence level that the IPO's within the Pipeline will open within a year.
The IPO's beyond the 12 month window have only a 10% chance of ever opening.
The list of IPO filings and or specific changes listed below...is updated daily.
No Blank Check IPO's or SPACs are included.
THERE ARE 180 ACTIVE IPOs IN THE PIPELINE AS OF THE END OF SEPTEMBER 2010

Chinese IPOs poised for top billing in U.S. market

2010-10-12T08:35:00.001-07:00

http://www.marketwatch.com/story/chinese-ipos-lined-up-to-woo-us-investors-2010-10-11

2010-08-25T09:37:00.003-07:00

Notes:
The Pipeline is a running total of filed IPO's that have not Opened,
been Withdrawn or Postponed.
There is a 90% confidence level that the IPO's within the Pipeline
will open within a year.
The IPO's beyond the 12 month window have only a 10% chance of ever
opening.
The list of IPO filings and or specific changes listed below...is
updated daily.
No Blank Check IPO's or SPACs are included.
THERE ARE 156 ACTIVE IPOS IN THE PIPELINE AS OF THE END OF JULY
2010

Travel agency MakeMyTrip soars in market debut

2010-08-24T12:54:00.001-07:00

Associated Press
Travel agency MakeMyTrip soars in market debut
By TALI ARBEL , 08.12.10, 02:45 PM EDT

NEW YORK --

Shares of Indian travel agency MakeMyTrip Ltd. soared as much as 80 percent in their market debut on the Nasdaq exchange, even as the broader markets declined.

The stock is on track to log the best first-day performance for an IPO since 2007. Financial advisory firm Financial Engines Inc., which has posted the top first-day return this year, closed up nearly 44 percent in its debut in mid-March. Since the recession began, online restaurant reservation company, OpenTable Inc. had the best first day with a 59 percent gain in May 2009.

MakeMyTrip likely attracted so much investor interest because there are very few Indian companies listed in the U.S. that focus on growth within India, said Josef Schuster of IPOX Capital Management, IPO investment advisors.

MakeMyTrip Ltd. began as a website in the U.S., mainly serving Indian expats wanting to travel to India. In 2005, it began operations in India, offering airline tickets as well as hotel bookings, bus tickets and other services to the country's fast growing demographic of middle-class consumers. MakeMyTrip cites data from consultancy McKinsey saying that the Indian middle class is expected to grow to 583 million people in 2025 from 50 million people in 2005.

India has a much smaller segment of its population on the Internet than the U.S. does, and the company says its revenue will rise as increasingly wealthy Indians get online.

The company's revenue grew throughout the recession, and MakeMyTrip claims it is the largest online travel company in India based on bookings in 2009. In the year ended March 31, 1.6 million domestic air ticket transactions were booked through MakeMyTrip's website in India, up from 1.2 million in the previous 12 months.

"There's a taste for companies that will dominate a possible niche," said Francis Gaskins of IPO research firm IPOdesktop.

But some analysts, such as Scott Sweet, the owner of IPO Boutique, expressed surprise at MakeMyTrip's performance Thursday, saying the company has never posted an annual operating profit and faces competition from Indian versions of big travel sites such as Expedia Inc. and Travelocity.

"They're a long way from making money," Sweet said.

But Schuster suggested that MakeMyTrip could be an acquisition target for rival companies such as Expedia or Priceline.com Inc. Another factor likely propelling MakeMyTrip's shares were strong second-quarter results from Orbitz Worldwide Inc. and Priceline, Schuster said.

MakeMyTrip plans to use proceeds from the IPO for acquisitions, new investments in technology and for working capital. The company raised $70 million by pricing 5 million shares for $14 each, the high end of its expected $12 to $14 range.

In late afternoon trading, shares gained $10.50, or 75 percent, to $24.50 on the Nasdaq, having risen as high as $25.16 earlier in the session. Another Thursday IPO debut, real estate software company RealPage Inc., also jumped $3.56, or 32 percent, to $14.56.

Meanwhile, broader markets dipped further after big losses on Wednesday, with the Standard & Poor's 500 dropping 0.8 percent.

It's a good sign for companies wanting to raise funds through the IPO market. Many companies have postponed their offerings because of weak demand from investors wary of the volatile stock market, or had to cut the prices on shares steeply to get to market.

RealPage, for example, priced shares at $11 apiece, significantly below expectations. It had hoped shares would fetch $13 to $15 each.

Copyright 2010 The Associated Press. All rights reserved. This material may not be published, broadcast, rewritten or redistributed.

GM files an initial S-1 (pre-prospectus) for an IPO

2010-08-24T12:42:00.000-07:00

Today 8/19/10, General Motors filed with the SEC their IPO "pegged" to repay the government a portion of their indebtedness.

We are a leading global automotive company. Our vision is to design, build and sell the world’s best vehicles. Our business is diversified across products and geographic markets, with operations and sales in over 120 countries. We assemble our passenger cars, crossover vehicles, light trucks, sport utility vehicles, vans and other vehicles in 71 assembly facilities worldwide and have 87 additional global manufacturing facilities. With a global network of over 21,700 independent dealers we meet the local sales and service needs of our retail and fleet customers. In 2009, we and Old GM sold 7.5 million vehicles, representing 11.6% of total vehicle sales worldwide. Approximately 72% of our and Old GM’s vehicle sales volume was generated outside the United States, including 38.7% from emerging markets, such as Brazil, Russia, India and China (collectively BRIC), which have recently experienced the industry’s highest volume growth.

http://www.sec.gov/Archives/edgar/data/1467858/000119312510192195/ds1.htm

The current underwriters are listed below:

Morgan Stanley J.P. Morgan BofA Merrill Lynch Citi

Barclays Capital Credit Suisse Deutsche Bank Securities
Goldman, Sachs & Co. RBC Capital Markets UBS Investment Bank

Please keep looking for updates to blogs as we get closer to the GM debut, and more information becomes available.

Scott Sweet

Senior Managing Partner

Principal Researcher

GM files an initial S-1 (pre-prospectus) for an IPO

2010-08-24T12:12:00.000-07:00

As GM Preps Offering, The IPO Market Is Still Sucking Wind

Carl Gutierrez, 08.13.10, 02:00 PM EDT

Household names with strong growth stories can still price deals, but investors have discerning tastes.

The market for initial public offerings has come a long way from the dark ages of late 2008 and early 2009, but continued economic uncertainty and tight credit conditions make for a discerning group of investors for companies that want to come to market. That doesn't mean deals can't get done, but expect the rest of 2010's offerings to be tilted more in favor of household names with strong track records.

The highlight will be General Motors, a unique IPO if there ever was one due to its background and its size. (See "The High Price Of The GM Bailout." and "Another IPO Roadmap For GM.") Despite -- or because of -- all the attention the automaker has been receiving, there remains significant uncertainty over how the market will embrace the offering, says Renaissance Capital research analyst Nick Einhorn. "There are questions over whether the investor will be willing to bet on the company given its tumultuous history, and how easy it will be for the company's underwriters, the government and the public investors to agree on a price."

The outlook for GM's IPO, which could be filed with the SEC as soon as next week, says much about the market in general. Though conditions have improved substantially since the worst days of the financial crisis, investors remain selective, resulting in a number of deferred IPOs as companies that meet resistance over fundamentals or price decide to step back to sand down the rough edges.

In Pictures: 10 Upcoming IPOs

"So far this year has been very cool," says Scott Sweet, senior managing partner of IPO Boutique, noting 26% of priced offerings have been canceled. "Although the volume of IPOs is well up over last year, most have needed to be cut in price and the performance has been mixed at best."
The three basic components to a sizable IPO, Sweet says, include an increase in year-over-year revenues, a decrease in losses and/or increase in profits year-over-year, and low debt levels, but that mix has been difficult to find. "Though the IPO-pipeline of those still to debut is at a rather robust 150-plus companies, many have been there for a year or longer," Sweet says.
This post-crisis attitude has had an especially strong impact on highly leveraged private equity offerings that defined the excesses of the boom market prior to the crash. "There has been a lot of resistance to over-leveraged companies coming out of the financial crisis, and we have seen a lot of private equity-backed deals get postponed," Einhorn says.
Sweet concurs, adding that in some cases there have been names with multi-billion dollar debt levels that had to cut their IPO price dramatically. "It's rather incredible," Sweet says, adding that the offering prices have been slashed by as much as 50%. Sweet also says biotechnology firms have been especially impacted, though their primary problem has been timing. "The biotechs are coming out way too early," Sweet says. "Most are in Phase Two [clinical studies], which means they're two or three years away from approval, and if and only if they get approval do they stand a chance."