Week of 4/18/11-4/22/11 IPOs scheduled

21Vianet Group VNET $10.00-$12.00 proposed trade date 4/21 Lead Book Morgan Stanley


Air Lease AL $25.00-$28.00 proposed trade date 4/19 Lead book J.P. Morgan

Responsys MKTG $8.50-$10.00 proposed trade date 4/21 Lead book Morgan Stanley

Sagent Pharmaceuticals SGNT $14.00-$16.00 proposed trade date 4/20 Lead book Morgan Stanley

Tesoro Logistics L.P. TLLP $19.00-$21.00 proposed trade date 4/20 Lead Book Citi

Week of 4/11/11-4/15/11 IPOs scheduled

Arcos Dorados Holdings ARCO $13.00-$15.00 proposed trade date 4/14 Lead book BofA ML

Box Ships TEU $15.00-$17.00 proposed trade date 4/14 Lead book UBS Investment Bank

Ellie Mae ELLI $9.00-11.00 proposed trade date Week of 4/14 Lead book Barclays Capital

Sequans Communication S.A. SQNS $11.00-$13.00 proposed trade date 4/15 Lead Book UBS Investment Bank

STAG Industrial STIR $15.00-$17.00 proposed trade date 4/15 Lead Book BofA Merrill Lynch

TMS International TMS $15.00-$17.00 proposed trade date 4/14 Lead Book BofA Merrill Lynch

Zipcar ZIP $14.00-$16.00 proposed trade date 4/14 Lead Book Goldman Sachs

Week of 4/4/11-4/8/11 IPOs scheduled

CVR Partners L.P. UAN $12.00-$14.00 proposed trade date 4/8 Lead book Morgan Stanley


Golar LNG Partners LP GMLP $20.00-$22.00 proposed trade date 4/8 Lead book Citi


SandRidge Mississippian Trust  SDT $19.00-21.00 proposed trade date Week of 4/8 Lead book Raymond James


Tranzyme TZYM $4.00-$4.00 proposed trade date 4/4 Lead Book Citi

Week of 3/28/11-4/1/11 IPOs scheduled

Apollo Global Management APO $17.00-$19.00 proposed trade date 3/30 Lead book Goldman Sachs


GNC Holdings GNC $15.00-$17.00 proposed trade date 4/1 Lead book Goldman Sachs


Preferred Apartment Communities APTS $10.00 proposed trade date Week of 3/28 Lead book Wunderlich Securities

Qihoo 360 Technology Co. Ltd QIHU $10.50-$12.50 proposed trade date 3/30 Lead book UBS Investment Bank

Tranzyme TZYM $11.00-13.00 proposed trade date Week of 3/28 Lead Book Citi

Week of 3/21/11-3/25/11 IPOs scheduled

Preferred Apartment Communities APTS proposed trade date Week of 3/21 Lead book Wunderlich Securities

TMS International TMS proposed trade date 3/24 Lead book B of A Merrill--Postponed


Tranzyme TZYM proposed trade date 3/24 Lead Book Citi


ServiceSource International SREV proposed trade date 3/25 Lead book Morgan Stanley


Company: China Power Technology Symbol: CNPT Price: $12.00-$14.00 Description: They formed through a reverse acquisition to manufacture industrial boilers in China. Stock currently trades on OTCBB under symbol CNPI. Trade Date: 3/23 Shares: 2.3 million Type: Secondary

Underwriter(s)		Co Manager(s)
Rodman & Renshaw		Maxim Group, Axiom Capital Management, Hudson Securities

Week of 3/14/11-3/18/11 IPOs scheduled

Cornerstone OnDemand CSOD proposed trade date 3/17 Lead book Goldman Sachs
Global Market Group Limited GMC proposed trade date 3/18 Lead book Deutsche Bank

Week of 3/7/11-3/11/11 IPOs scheduled

HCA Holdings HCA proposed trade date 3/10 Lead book BofA ML
MagnaChip Semiconductor MX proposed trade date 3/11 Lead book Barclays Capital