Week of 9/17/12-9/21/12 IPOs scheduled

Capital Bank Financial Corp CBF $21.00-$23.00 11.36 mill 9/21 Credit Suisse GlobeIimmune,Inc. GBIM $11.00-$13.00 5 mill 9/20 Wells Fargo National Bank Holdings Corp NBHC $20.00-$22.00 7.15 mill 9/20 Goldman Sachs Smith Electric Vehicles SMTH $16.00-$18.00 4.5 mill 9/21 UBS Spirit Realty Capital SRC $16.00-$18.00 27.1 mill 9/20 Morgan Stanley Susser Petroleum Partners LP SUSP $19.00-$21.00 9.5 mill 9/20 BofA Merrill Lynch Trulia, Inc. TRLA $14.00-$16.00 6 mill 9/20 J.P.Morgan

Week of 7/30/12-8/3/12 IPOs Scheduled

Eloqua Limited ELOQ $9.50-$11.50 8 mill 8/2 J.P.Morgan Globus Medical GMED $16.00-$18.00 11.8 mill 8/2 BofA Merrill Lynch LegalZoom.com LGZ $10.00-$12.00 8 mill 8/3 Morgan Stanley Stemline Therapeutics STML $11.00-$13.00 3.5 mill 8/1 RBC

Week of 7/2312-7/27/12 IPOs scheduled

AmREIT, Inc. AMRE $14.00-$16.00 3.4 mill 7/24 Jefferies Avast Software AVST $9.00-$11.00 9 mill 7/26 UBS Chuy's Holdings CHUY $11.00-$13.00 5.8 mill 7/25 Jefferies Del Frisco's Restaurant Group DFRG $14.00-$16.00 7 mill 7/27 Deutsche Bank E2open EOPN $15.00-$17.00 4.68 mill 7/27 BofA Merrill Lynch Hyperion Therapeutics, Inc. HPTX $11.00-$13.00 4.2 mill wk of 7/23 Leerink Swann Natural Grocers by Vitamin Cottage NGVC $13.00-$15.00 7.14 mill 7/25 SunTrust Robinson Humphrey Northern Tier Energy NTI $19.00-$21.00 16.25 mill 7/26 Goldman Sachs

Week of 7/16/12-7/20/12 IPOs Scheduled

Durata Therapeutics, Inc. DRTX $11.00-$13.00 6.25 mill 7/19 BofA Merrill Lynch Fender Musical Instruments FNDR $13.00-$15.00 10.7 mill 7/20 J.P.Morgan Five Below FIVE $12.00-$14.00 9.6 mill 7/20 Goldman Sachs Kayak Software Corporation KYAK $22.00-$25.00 3.5 mill 7/20 Morgan Stanley Palo Alto Networks, Inc. FANW $34.00-$37.00 6.2 mill 7/20 Morgan Stanley

Week of 6/25/12-6/29/12 IPOs Scheduled

NAME SYMBOL PRICE RANGE SHARES DATE UNDERWRITER EQT Midstream Partners, LP EQM $19.00-$21.00 12.5 mill 6/27 Citi Exa Corporation EXA $11.00-$13.00 6.3 mill 6/28 Stifel Nicolaus Weisel ServiceNow NOW $15.00-$17.00 11.65 mill 6/29 Morgan Stanley Tesaro TSRO $12.00-$15.00 6 mill 6/29 Citi

Week of 5/21/12-5/25/12 IPOs Scheduled

Corsair Components CRSR $12.00-$14.00 6 mill 5/24 Stifel Nicolaus Weisel Tria Beauty TRIA $13.00-$15.00 4.6 mill 5/24 Morgan Stanley

Week of May 5/14/12-5/18/12 IPOs scheduled

Cancer Genetics CGIX $11.00-$13.00 4 million 5/18 William Blair Facebook, Inc. FB $28.00-$35.00 337.4 million 5/18 Morgan Stanley