Week of 10/8/12-10/12/12 IPOs scheduled

Ambarella, Inc. AMBA $9.00-$11.00 6 mill 10/10 Morgan Stanley Amira Nature Foods Ltd. ANFI $13.00-$15.00 9 mill 10/10 UBS Diamondback Energy FANG $17.00-$19.00 12.5 mill 10/12 Raymond James Garrisson Capital GARS $15.00-$17.00 5 mill 10/10 J.P. Morgan Intercept Pharmaceuticals ICPT $13.00-$15.00 4.6 mill 10/11 BofA Merrill Lynch KYTHERA Biopharmaceuticals, Inc. KYTH $14.00-$16.00 4 mill 10/11 J.P. Morgan Linn Co., LLC LNCO TBD 30.25 mill 10/12 Barclays Realogy Holdings Corp. RLGY $23.00-$27.00 40 mill 10/11 Goldman Sachs Shutterstock SSTK $13.00-$15.00 4.5 mill 10/11 Morgan Stanley Workday, Inc. WDAY $21.00-$24.00 22.8 mill 10/12 Morgan Stanley

Week of 10/1/12-10/5/12 IPOs Scheduled

Berry Plastics Group BERY $16.00-$18.00 29.4 mill 10/4 BofA Merrill Lynch Dave & Busters Entertainment, Inc. PLAY $12.00-$14.00 7.7 mill 10/5 Goldman Sachs FleetMatics Group plc FLTX $15.00-$17.00 7.8 mill 10/5 BofA Merrill Lynch JAVELIN Mortgage Investment JMI $20.00-$20.00 6.3 mill 10/4 Deutsche Bank Securities LifeLock, Inc. LOCK $10.00-$12.00 15.7 mill 10/3 Goldman Sachs Luxfer Holdings PLC LXFR $12.00-$14.00 8 mill ADSs 10/3 Jefferies Regulus Therapeutics Inc. RGLS $10.00-$12.00 4.5 mill 10/3 Lazard

Week of 9/24/12 to 9/28/12 IPOs scheduled

Grupo Financiero Santander Mexico , S.A.B.deC.V. BSMX $10.99-$12.70 235 mill ADSs 9/26 Santander Qualys QLYS $11.00-$13.00 7.57 mill 9/28 J.P.Morgan Summit Midstream Partners, LP SMLP $19.00-$21.00 12.5 mill 9/28 Barclays

Week of 9/17/12-9/21/12 IPOs scheduled

Capital Bank Financial Corp CBF $21.00-$23.00 11.36 mill 9/21 Credit Suisse GlobeIimmune,Inc. GBIM $11.00-$13.00 5 mill 9/20 Wells Fargo National Bank Holdings Corp NBHC $20.00-$22.00 7.15 mill 9/20 Goldman Sachs Smith Electric Vehicles SMTH $16.00-$18.00 4.5 mill 9/21 UBS Spirit Realty Capital SRC $16.00-$18.00 27.1 mill 9/20 Morgan Stanley Susser Petroleum Partners LP SUSP $19.00-$21.00 9.5 mill 9/20 BofA Merrill Lynch Trulia, Inc. TRLA $14.00-$16.00 6 mill 9/20 J.P.Morgan

Week of 7/30/12-8/3/12 IPOs Scheduled

Eloqua Limited ELOQ $9.50-$11.50 8 mill 8/2 J.P.Morgan Globus Medical GMED $16.00-$18.00 11.8 mill 8/2 BofA Merrill Lynch LegalZoom.com LGZ $10.00-$12.00 8 mill 8/3 Morgan Stanley Stemline Therapeutics STML $11.00-$13.00 3.5 mill 8/1 RBC

Week of 7/2312-7/27/12 IPOs scheduled

AmREIT, Inc. AMRE $14.00-$16.00 3.4 mill 7/24 Jefferies Avast Software AVST $9.00-$11.00 9 mill 7/26 UBS Chuy's Holdings CHUY $11.00-$13.00 5.8 mill 7/25 Jefferies Del Frisco's Restaurant Group DFRG $14.00-$16.00 7 mill 7/27 Deutsche Bank E2open EOPN $15.00-$17.00 4.68 mill 7/27 BofA Merrill Lynch Hyperion Therapeutics, Inc. HPTX $11.00-$13.00 4.2 mill wk of 7/23 Leerink Swann Natural Grocers by Vitamin Cottage NGVC $13.00-$15.00 7.14 mill 7/25 SunTrust Robinson Humphrey Northern Tier Energy NTI $19.00-$21.00 16.25 mill 7/26 Goldman Sachs

Week of 7/16/12-7/20/12 IPOs Scheduled

Durata Therapeutics, Inc. DRTX $11.00-$13.00 6.25 mill 7/19 BofA Merrill Lynch Fender Musical Instruments FNDR $13.00-$15.00 10.7 mill 7/20 J.P.Morgan Five Below FIVE $12.00-$14.00 9.6 mill 7/20 Goldman Sachs Kayak Software Corporation KYAK $22.00-$25.00 3.5 mill 7/20 Morgan Stanley Palo Alto Networks, Inc. FANW $34.00-$37.00 6.2 mill 7/20 Morgan Stanley