Week of 12/3/12-12/7/12 IPOs Scheduled

WhiteHorse Finance, Inc. WHF $15.00-$15.00 6.66 mill 12/6 Deutsche Bank Securities

Week of 11/19/12-11/23/12 IPOs Scheduled

Alon USA Partners, LP ALDW $19.00-$21.00 10 mill 11/20 Goldman Sachs YY Inc. YY $10.50-$12.50 7.8 mill ADSs 11/21 Morgan Stanley

Week of 11/12/12-11/16-12 IPOs Scheduled

Energy & Exploration Partners ENXP $14.00-$16.00 15.8 mill 11/13 Canaccord Genuity Radius Health RDUS $8.50-$10.50 6.5 mill Wk of 11/12 UBS Ruckus Wireless RKUS $13.00-$15.00 8.4 mill 11/16 Goldman Sachs Silvercrest Asset Management Group SAMG $11.00-$13.00 4.6 mill 11/13 Sandler O'Neill

Week of 11/5/12-11/9/12 IPOs Scheduled

Radius Health RDUS $8.50-$10.50 6.5 mill Wk of 11/5 UBS Singulex SGLX $15.00-$17.00 4.4 mill 11/8 UBS Taylor & Martin Group TMG $10.00-$12.00 15 mill 11/8 Canaccord Genuity

Week of 10/29/12-111/2/12 IPOs scheduled

Radius Health RDUS $8.50-$10.50 6.5 mill 11/1 UBS Restoration Hardware Holdings RH $22.00-$24.00 5.2 mill 11/2 BofA Merrill Lynch Singulex SGLX $15.00-$17.00 4.4 mill 11/2 UBS Southcross Energy Partners, L.P. SXE $19.00-$21.00 9 mill 10/31 Citi Taylor & Martin Group TMG $10.00-$12.00 15 mill 11/1 Canaccord Genuity

Week of 10/22/12-10/26/12 IPOs Scheduled

Lehigh Gas Partners LP LGP $19.00-$21.00 6 mill 10/26 Raymond James Monroe Capital Corp MRCC $15.00-$15.00 4.33 mill 10/25 Baird MPLX LP MPLX $19.00-$21.00 15 million 10/26 UBS Investment Bank Seadrill Partners SDLP $20.00-$22.00 8.75 mill 10/23 Citi The WhiteWave Foods Company WWAV $14.00-$16.00 20 mill 10/26 J.P. Morgan

Week of 10/8/12-10/12/12 IPOs scheduled

Ambarella, Inc. AMBA $9.00-$11.00 6 mill 10/10 Morgan Stanley Amira Nature Foods Ltd. ANFI $13.00-$15.00 9 mill 10/10 UBS Diamondback Energy FANG $17.00-$19.00 12.5 mill 10/12 Raymond James Garrisson Capital GARS $15.00-$17.00 5 mill 10/10 J.P. Morgan Intercept Pharmaceuticals ICPT $13.00-$15.00 4.6 mill 10/11 BofA Merrill Lynch KYTHERA Biopharmaceuticals, Inc. KYTH $14.00-$16.00 4 mill 10/11 J.P. Morgan Linn Co., LLC LNCO TBD 30.25 mill 10/12 Barclays Realogy Holdings Corp. RLGY $23.00-$27.00 40 mill 10/11 Goldman Sachs Shutterstock SSTK $13.00-$15.00 4.5 mill 10/11 Morgan Stanley Workday, Inc. WDAY $21.00-$24.00 22.8 mill 10/12 Morgan Stanley