Week of 12/10/12-12/14/12 IPOs Scheduled

Audeo Oncology AURX $14.00-$16.00 3.3 mill Wk of 12/10 Leerink Swann PBF Energy PBF $25.00-$27.00 16.5 mill 12/13 Citi Silver Bay Realty Trust SBY $18.00-$20.00 13.25 mill 12/14 Credit Suisse SolarCity Corporation SCTY $13.00-$15.00 10 mill 12/12 Goldman Sachs Sprott Physical Platinum & Palladium Trust SPPP $10.00-$10.00 35 mill Wk of 12/10 Morgan Stanley

Week of 12/3/12-12/7/12 IPOs Scheduled

WhiteHorse Finance, Inc. WHF $15.00-$15.00 6.66 mill 12/6 Deutsche Bank Securities

Week of 11/19/12-11/23/12 IPOs Scheduled

Alon USA Partners, LP ALDW $19.00-$21.00 10 mill 11/20 Goldman Sachs YY Inc. YY $10.50-$12.50 7.8 mill ADSs 11/21 Morgan Stanley

Week of 11/12/12-11/16-12 IPOs Scheduled

Energy & Exploration Partners ENXP $14.00-$16.00 15.8 mill 11/13 Canaccord Genuity Radius Health RDUS $8.50-$10.50 6.5 mill Wk of 11/12 UBS Ruckus Wireless RKUS $13.00-$15.00 8.4 mill 11/16 Goldman Sachs Silvercrest Asset Management Group SAMG $11.00-$13.00 4.6 mill 11/13 Sandler O'Neill

Week of 11/5/12-11/9/12 IPOs Scheduled

Radius Health RDUS $8.50-$10.50 6.5 mill Wk of 11/5 UBS Singulex SGLX $15.00-$17.00 4.4 mill 11/8 UBS Taylor & Martin Group TMG $10.00-$12.00 15 mill 11/8 Canaccord Genuity

Week of 10/29/12-111/2/12 IPOs scheduled

Radius Health RDUS $8.50-$10.50 6.5 mill 11/1 UBS Restoration Hardware Holdings RH $22.00-$24.00 5.2 mill 11/2 BofA Merrill Lynch Singulex SGLX $15.00-$17.00 4.4 mill 11/2 UBS Southcross Energy Partners, L.P. SXE $19.00-$21.00 9 mill 10/31 Citi Taylor & Martin Group TMG $10.00-$12.00 15 mill 11/1 Canaccord Genuity

Week of 10/22/12-10/26/12 IPOs Scheduled

Lehigh Gas Partners LP LGP $19.00-$21.00 6 mill 10/26 Raymond James Monroe Capital Corp MRCC $15.00-$15.00 4.33 mill 10/25 Baird MPLX LP MPLX $19.00-$21.00 15 million 10/26 UBS Investment Bank Seadrill Partners SDLP $20.00-$22.00 8.75 mill 10/23 Citi The WhiteWave Foods Company WWAV $14.00-$16.00 20 mill 10/26 J.P. Morgan