Week of 2/4/13-2/8/18 IPOs Scheduled

AutoGenomics AGMX $9.00-$11.00 6 mill 2/7 Leerink Swann Boise Cascade, L.L.C. BCC $16.00-$18.00 11.76 mill 2/6 BofA Merrill Lynch Health Insurance Innovations HIIQ $14.00-$16.00 4.66 mill 2/8 Credit Suisse New Source Energy Partners L.P. NSLP $19.00-$21.00 4 mill 2/8 Baird QGOG Constellation S.A. QGOG $19.00-$21.00 27.5 mill 2/8 J.P. Morgan The ExOne Company XONE $14.00-$16.00 5 mill 2/7 FBR Capital Markets ZAIS Financial ZFC $21.25-$21.25 5.7 mill 2/8 Deutsche Bank

Week of 1/28/13-2/1/13 IPOs Scheduled

Gladstone Land Corp LAND $15.00-$15.00 3.3 mill 1/29 Janney Montgomery Scott KaloBios Pharmaceuticals KBIO $12.00-$14.00 3.85 mill 1/29 Leerink Swann Stemline Therapeutics STML $10.00-$12.00 2.3 mill 1/30 Aegis Capital TRI Pointe Homes, Inc. TPH $14.00-$16.00 11.7 mill 1/31 Citigroup Zoetis Inc. ZTS $22.00-$25.00 86.1 mill 2/1 J.P. Morgan

Week of 1/21/13-1/25/13 IPOs Scheduled

Bright Horizons Family Solutions BFAM $19.00-$21.00 10.1 mill 1/25 Goldman Sachs Liposcience, Inc. LPDX $13.00-$15.00 5 mill 1/25 Barclays

Week of 1/14/13-1/18/13 IPOs Scheduled

CVR Refining, LP CVRR $24.00-$26.00 20 mill 1/17 Credit Suisse CyrusOne Inc. CONE $16.00-$18.00 16.5 mill 1/18 Morgan Stanley Norwegian Cruise Line Holdings Ltd. NCLH $16.00-$18.00 23.5 mill 1/18 UBS SunCoke Energy Partners, L.P. SXCP $19.00-$21.00 13.5 mill 1/18 Barclays USA Compression Partners, LP USAC $19.00-$21.00 10 mill 1/15 Barclays

Week of 12/10/12-12/14/12 IPOs Scheduled

Audeo Oncology AURX $14.00-$16.00 3.3 mill Wk of 12/10 Leerink Swann PBF Energy PBF $25.00-$27.00 16.5 mill 12/13 Citi Silver Bay Realty Trust SBY $18.00-$20.00 13.25 mill 12/14 Credit Suisse SolarCity Corporation SCTY $13.00-$15.00 10 mill 12/12 Goldman Sachs Sprott Physical Platinum & Palladium Trust SPPP $10.00-$10.00 35 mill Wk of 12/10 Morgan Stanley

Week of 12/3/12-12/7/12 IPOs Scheduled

WhiteHorse Finance, Inc. WHF $15.00-$15.00 6.66 mill 12/6 Deutsche Bank Securities

Week of 11/19/12-11/23/12 IPOs Scheduled

Alon USA Partners, LP ALDW $19.00-$21.00 10 mill 11/20 Goldman Sachs YY Inc. YY $10.50-$12.50 7.8 mill ADSs 11/21 Morgan Stanley