Week of 4/29/13-5/3/13 IPOs Scheduled

BioAmber BIOA $15.00-$17.00 8 mill 5/3 Credit Suisse Ellington Residential Mortgage REIT EARN $20.00-$20.00 6.5 mill 5/1 Credit Suisse ING U.S., Inc. VOYA $21.00-$24.00 64.2 mill 5/2 Morgan Stanley Insys Therapeutics, Inc. INSYS $16.00-$18.00 4 mill 5/2 Wells Fargo QIWI plc. QIWI $16.00-$18.00 12 mill 5/3 J.P. Morgan

Week of 4/22/13-4/26/13 IPOs Scheduled

ADMA Biologics ADMA $13.50-$15.50 2.1 mill 4/24 Oppenheimer

Week of 4/15/13-4/19/13 IPOs Scheduled

Blackhawk Network Holdings, Inc. HAWK $20.00-$22.00 10 mill 4/19 Goldman Sachs Fairway Group Holdings FWM $10.00-$12.00 13.7 mill 4/17 Credit Suisse Hannon Armstrong Sustainable Infrastructure Capital HASIC $14.00-$16.00 13.3 mill Wk of 4/15 BofA Merrill Lynch Intelsat Global Holdings S.A. I $21.00-$25.00 21.7 mill 4/18 Goldman Sachs SeaWorld Entertainment, Inc. SEAS $24.00-$27.00 20 mill 4/19 Goldman Sachs Taminco Corporation TAM $18.00-$20.00 15.78 mill 4/18 Citigroup Truett-Hurst THST $11.00-$15.00 2.9 mill Wk of 4/15 WR Hambrecht & Co

Week of 4/8/13-4/12/13 IPOs Scheduled

Chimerix CMRX $13.00-$15.00 6.1 mill 4/11 Morgan Stanley Evertec, Inc. EVTC $18.00-$20.00 21.1 mill 4/12 Goldman Sachs KNOT Offshore Partners, LP KNOP $19.00-$21.00 7.45 mill 4/10 Merrill Lynch Omthera Pharmaceuticals OMTH $12.00-$14.00 5.775 mill 11-Apr Merrill Lynch Rally Software Development Corp. RALY $11.00-$13.00 5.75 mill 12-Apr Deutsche Bank Taylor Morrison Home Corp TMHC $20.00-$22.00 23.81 mill 10-Apr Credit Suisse

Week of 4/1/13-4/5/13 IPOs Scheduled

Independent Bank Group IBTX $24.00-$26.00 3.2 mill 4/3 Sandler O'Neill

Week of 3/25/13-3/29/13 IPOs Scheduled

Garrison Capital GARS $15.00-$15.00 5.33 mill 3/27 Baird NV5 Holdings NVEE.U $5.00-$7.00 6 mill wk of Roth Pinnacle Foods PF $18.00-$20.00 29 mill 3/28 Barclays

Week of 3/18/13-3/22/13 IPOs Scheduled

Aviv REIT AVIV $18.00-$20.00 13.2 mill 3/21 Morgan Stanley Enanta Pharmaceuticals ENTA $14.00-$16.00 4 mill 3/21 J.P. Morgan Five Oaks Investment Corp. FOIC $15.00-$15.00 5.7 mill 3/22 Barclays Marin Software MRIN $11.00-$13.00 7 mill 3/22 Goldman Sachs Model N MODN $12.40-$14.50 6.5 mill 3/20 J.P. Morgan Tetraphase Pharmaceuticals TTPH $10.00-$12.00 6.8 mill 3/19 Barclays West Corporation WSTC $22.00-$25.00 21.275 mill 3/22 Goldman Sachs