Week of 8/5/13-8/9/13 Scheduled IPO's

China Commercial Credit CCCR $6.00-$7.00 1.9 mill 8/8 Burnham Securities Cvent CVT $17.00-$19.00 5.6 mill 8/9 J.P.Morgan Fox Factory Holding Corp. FOXF $13.00-$15.00 8.57 mill 8/8 Baird Franks International N.V. FI $19.00-$21.00 30 mill 8/9 Barclays Independence Realty Trust IRT $10.00-$11.00 4 mill wk of Ladenburg Thalmann Intrexon XON $14.00-$16.00 8.3 mill 8/9 J.P.Morgan MiX Telematics Ltd MIXT $14.00-$16.00 6.3 mill ADSs 8/9 Raymond James QEP Midstream Partners, LP QEPM $19.00-$21.00 20 mill 8/9 Wells Fargo Stock Building Supply Holdings STCK $16.00-$18.00 8.8 mill 8/9 Goldman Sachs World Point Terminals, LP WPT $19.00-$21.00 8.8 mill 8/9 Merrill Lynch YuMe, Inc. YUME $12.00-$14.00 5 mill 8/7 Citi

Week of 7/29/13-8/2/13 IPO's Scheduled

American Homes 4 Rent AMH $16.00-$18.00 44.1 mill 8/1 Goldman Sachs Ardmore Shipping ASC $15.00-$17.00 10 mill 8/1 Morgan Stanley Athlon Energy Inc. ATHL $18.00-$20.00 15.79 mill 8/2 Citi Control4 Corp. CTRL $15.00-$17.00 4 mill 8/2 Merrill Lynch Iroko Pharmaceuticals IRKO $14.00-$17.00 6.5 mill 7/31 Jefferies Marrone Bio Innovations MBII $14.00-$17.00 4.2 mill 8/2 Jefferies Sprouts Farmers Markets SFM $14.00-$16.00 18.5 mill 8/2 Goldman Sachs

Week of 7/22/13-7/26/13 IPO's Scheduled

Agios Pharmaceuticals AGIO $14.00-$16.00 5 mill 7/24 J.P.Morgan Cellular Dynamics International ICEL $12.00-$14.00 3.9 mill 7/24 J.P.Morgan Conatus Pharmaceuticals CNAT $10.00-$12.00 5 mill 7/25 Stifel Nicolaus Weisel Heat Biologics HTBX $10.00-$12.00 2.3 mill 7/25 Aegis Capital Jones Energy, Inc. JONE $17.00-$19.00 10.14 mill 7/24 J.P.Morgan Liquid Holdings Group LIQD $9.00-$11.00 5 mill wk of 7/22 Sandler O'Neill Marlin Midstream Partners LP FISH $19.00-$21.00 6.3 mill 7/26 Stifel Nicolaus Weisel Onconova Therapeutics ONTX $12.00-$14.00 4.6 mill 7/25 Citi Phillips 66 Partners LP PSXP $19.00-$21.00 15 mill 7/23 J.P.Morgan WCI Communities, Inc. WCIC $21.00-$23.00 8.4 mill 7/25 Citi

Week of 7/15/13-7/19/13 IPO's Scheduled

Diamond Resorts International DRII $16.00-$18.00 15.5 mill 7/19 Credit Suisse NRG Yield NYLD $19.00-$21.00 19.57 mill 7/18 Merrill Lynch OncoMed Pharmaceuticals OMED $14.00-$16.00 4 mill 7/18 Jefferies Physicians Realty Trust DOC $11.50-$13.50 8 mill 7/19 Wunderlich RetailMeNot SALE $20.00-$22.00 9 mill 7/19 Morgan Stanley Rexford Industrial Realty REXR $13.00-$15.00 16 mill 7/19 Merrill Lynch UCP, LLC UCP $15.00-$17.00 7.75 mill 7/18 Citi

Week of 6/24/13-6/28/13 IPO's Scheduled

CDW Corporation CDW $20.00-$23.00 27.9 mill 6/27 J.P.Morgan Esperion Therapeutics, Inc. ESPR $13.00-$15.00 4.5 mill 6/26 Credit Suisse GDC Technology Ltd GDCT $12.00-$14.00 5.8 mill 6/27 Barclays HD Supply Holdings HDS $22.00-$25.00 53.2 mill 6/27 Merrill Lynch Luxoft Holding LXFT $16.00-$18.00 4.1 mill 6/26 UBS NanoString Technologies NSTG $13.00-$15.00 5.4 mill 6/26 J.P.Morgan Noodles & Co. NDLS $13.00-$15.00 5.36 mill 6/28 Morgan Stanley Prosensa Holding B.V. RNA $11.00-$13.00 5 mill 6/28 J.P.Morgan Silvercrest Asset Management Group SAMG $12.00-$14.00 4.8 mill wk of Sandler O'Neill Tremor Video TRMR $11.00-$13.00 7.5 mill 27-Jun Credit Suisse

Week of 6/17/13-6/21/13 IPO's Scheduled

bluebird bio, Inc. BLUE $14.00-$16.00 5 mill 6/19 J.P.Morgan Gogo Inc. GOGO $15.00-$17.00 11 mill 6/21 MorganStanley PTC Therapeutics PTCT $13.00-$16.00 6.9 mill 6/20 J.P.Morgan Regado Biosciences, Inc. RGDO $14.00-$16.00 5 mill wk of 6/17 Cowen Votorantim Cimentos S.A. VEBM $16.00-$19.00 400 mill 6/20 MorganStanley

Week of 6/10/13-6/14/13 IPO's Scheduled

Aratana Therapeutics PETX $11.00-$13.00 4.3 mill 6/13 Stifel Nicolaus Weisel Coty COTY $16.50-$18.50 57 mill 6/13 BofA Merrill Lynch Gigamon GIMO $18.00-$20.00 6.8 mill 6/12 Goldman Sachs