Week of 9/16/13-9/20/13 IPO's Scheduled

Acceleron Pharma XLRN $13.00-$15.00 4.7 mill 9/19 Citi Benefitfocus BNFT $22.00-$25.00 4.5 mill 9/18 Goldman Sachs Bind Therapeutics, Inc. BIND $14.00-$16.00 4.7 mill 9/20 Credit Suisse Club Corp Holdings MYCC $16.00-$18.00 18 mill 9/20 Goldman Sachs Fate Therapeutics, Inc. FATE $14.00-$16.00 4 mill 9/19 Cowen FireEye FEYE $12.00-$14.00 14 mill 9/20 Morgan Stanley Five Prime Therapeutics FPRX $12.00-$14.00 4 mill 9/18 Jefferies Rocket Fuel FUEL $24.00-$27.00 4 mill 9/20 Credit Suisse Volaris Aviation Holding VLRS $12.00-$14.00 28.9 mill 9/18 Deutsche Bank

Week of 9/9/13-9/13/13 IPO's Scheduled

OCI Resources LP OCIR $19.00-$21.00 5 mill 9/13 Citigroup

Week of 8/12/13-8/16/13 IPO's Scheduled

China Commercial Credit CCCR $6.00-$7.00 1.9 mill 8/8 Burnham Securities Envision Healthcare Holdings EVHC $20.00-$23.00 35 mill 8/14 Goldman Sachs Third Point Reinsurance Ltd TPRE $12.050-$14.50 22.2 mill 8/15 Credit Suisse

Week of 8/5/13-8/9/13 Scheduled IPO's

China Commercial Credit CCCR $6.00-$7.00 1.9 mill 8/8 Burnham Securities Cvent CVT $17.00-$19.00 5.6 mill 8/9 J.P.Morgan Fox Factory Holding Corp. FOXF $13.00-$15.00 8.57 mill 8/8 Baird Franks International N.V. FI $19.00-$21.00 30 mill 8/9 Barclays Independence Realty Trust IRT $10.00-$11.00 4 mill wk of Ladenburg Thalmann Intrexon XON $14.00-$16.00 8.3 mill 8/9 J.P.Morgan MiX Telematics Ltd MIXT $14.00-$16.00 6.3 mill ADSs 8/9 Raymond James QEP Midstream Partners, LP QEPM $19.00-$21.00 20 mill 8/9 Wells Fargo Stock Building Supply Holdings STCK $16.00-$18.00 8.8 mill 8/9 Goldman Sachs World Point Terminals, LP WPT $19.00-$21.00 8.8 mill 8/9 Merrill Lynch YuMe, Inc. YUME $12.00-$14.00 5 mill 8/7 Citi

Week of 7/29/13-8/2/13 IPO's Scheduled

American Homes 4 Rent AMH $16.00-$18.00 44.1 mill 8/1 Goldman Sachs Ardmore Shipping ASC $15.00-$17.00 10 mill 8/1 Morgan Stanley Athlon Energy Inc. ATHL $18.00-$20.00 15.79 mill 8/2 Citi Control4 Corp. CTRL $15.00-$17.00 4 mill 8/2 Merrill Lynch Iroko Pharmaceuticals IRKO $14.00-$17.00 6.5 mill 7/31 Jefferies Marrone Bio Innovations MBII $14.00-$17.00 4.2 mill 8/2 Jefferies Sprouts Farmers Markets SFM $14.00-$16.00 18.5 mill 8/2 Goldman Sachs

Week of 7/22/13-7/26/13 IPO's Scheduled

Agios Pharmaceuticals AGIO $14.00-$16.00 5 mill 7/24 J.P.Morgan Cellular Dynamics International ICEL $12.00-$14.00 3.9 mill 7/24 J.P.Morgan Conatus Pharmaceuticals CNAT $10.00-$12.00 5 mill 7/25 Stifel Nicolaus Weisel Heat Biologics HTBX $10.00-$12.00 2.3 mill 7/25 Aegis Capital Jones Energy, Inc. JONE $17.00-$19.00 10.14 mill 7/24 J.P.Morgan Liquid Holdings Group LIQD $9.00-$11.00 5 mill wk of 7/22 Sandler O'Neill Marlin Midstream Partners LP FISH $19.00-$21.00 6.3 mill 7/26 Stifel Nicolaus Weisel Onconova Therapeutics ONTX $12.00-$14.00 4.6 mill 7/25 Citi Phillips 66 Partners LP PSXP $19.00-$21.00 15 mill 7/23 J.P.Morgan WCI Communities, Inc. WCIC $21.00-$23.00 8.4 mill 7/25 Citi

Week of 7/15/13-7/19/13 IPO's Scheduled

Diamond Resorts International DRII $16.00-$18.00 15.5 mill 7/19 Credit Suisse NRG Yield NYLD $19.00-$21.00 19.57 mill 7/18 Merrill Lynch OncoMed Pharmaceuticals OMED $14.00-$16.00 4 mill 7/18 Jefferies Physicians Realty Trust DOC $11.50-$13.50 8 mill 7/19 Wunderlich RetailMeNot SALE $20.00-$22.00 9 mill 7/19 Morgan Stanley Rexford Industrial Realty REXR $13.00-$15.00 16 mill 7/19 Merrill Lynch UCP, LLC UCP $15.00-$17.00 7.75 mill 7/18 Citi