IPO's Scheduled Week of 1/27/14-1/31/14

Cara Therapeutics CARA $11.00-$13.00 5 mill 1/31 Stifel Dicerna Pharmaceuticals, Inc. DRNA $11.00-$13.00 5 mill 1/31 Jefferies Intrawest Resorts Holdings SNOW $15.00-$17.00 15.6 mill 1/31 Goldman Sachs Malibu Boats, Inc. MBUU $13.00-$15.00 7.1 mill 1/31 Raymond James The New Home Company NWHM $15.00-$17.00 7.8 mill 1/31 Citi Ultragenyx Pharmaceutical RARE $14.00-$17.00 4.8 mill wk of J.P. Morgan

IPO's Scheduled Week of 1/20/14-1/24/14

Care.com CRCM $14.00-$16.00 5.35 mill 1/24 Morgan Stanley Rice Energy RICE $19.00-$21.00 40 mill 1/24 Barclays Santander Consumer USA Holdings SC $22.00-$24.00 65.2 mill 1/24 Citigroup

IPO's scheduled week of 1/13/14-1/17/14

American Capital Senior floating, Ltd. ACSF $15.00-$15.00 10 mill 1/16 Morgan Stanley CHC Group Ltd. HELI $16.00-$18.00 29.4 mill 1/17 J.P. Morgan Cypress Energy Partners, L.P. CELP $19.00-$21.00 3.75 mill 1/16 Raymond James EP Energy EPE $23.00-$27.00 40 mill 1/17 Credit Suisse RSP Permian RSPP $19.00-$21.00 20 mill 1/17 Barclays

Week of 12/16/13-12/20/13 IPO's Scheduled

AMC Entertainment AMC $18.00-$20.00 18.4 million 12/18 Citigroup

IPO's Scheduled Week of 12/9/13-12/13/13

NAME SYMBOL PRICE RANGE SHARES DATE UNDERWRITER Aramark Holdings ARMK $20.00-$23.00 36.2 mill 12/12 Goldman Sachs Autohome Inc. ATHM $12.00-$14.00 7.8 mill 12/11 Deutsche Bank CatchMark Timber Trust CTT $13.50-$15.00 10.5 mill 12/10 Raymond James Cheniere Energy Partners LP Holdings CQH $19.00-$21.00 30 mill 12/13 Goldman Sachs DTLR Holding DTLR $12.00-$14.00 5.8 mill 12/12 Baird Fidelity & Guaranty Life FGL $17.00-$19.00 9.8 mill 12/13 Credit Suisse Hilton Worldwide Holdings Inc. HLT $18.00-$21.00 112.8 mill 12/13 Deutsche Bank Kindred Biosciences, Inc. KIN $6.00-$8.00 5.75 mill 12/12 BMO Capital Markets Nimble Storage NMBL $16.00-$18.00 8 mill 12/13 Goldman Sachs Valero Energy Partners LP VLP $19.00-$21.00 15 mill 12/11 J.P. Morgan

Week of 11/18/13-11/22/13 IPO's Scheduled

500.com Ltd WBAI $9.00-$11.00 5.8 mill 11/22 Deutsche Bank Securities Apparel Holding VNCE $17.00-$19.00 10 mill 11/22 Goldman Sachs GFI Software S,A. GFIS $12.00-$14.00 6.1 mill 11/22 J.P.Morgan Navigator Holdings Ltd. NVGS $17.00-$19.00 11.3 mill 11/21 Jefferies Oxford Immunotec Global PLC OXFD $13.00-$15.00 5.36 mill 11/22 J.P.Morgan Sungy Mobile GOMO $9.50-$11.50 7 mill 11/22 Credit Suisse TetraLogic Pharmaceuticals TLOG $13.00-$15.00 6.4 mill 11/21 Oppenheimer Trevena TRVN $12.00-$14.00 5.8 mill 11/20 Barclays Vital Therapies VTL $16.00-$18.00 4.4 mill 11/21 Credit Suisse

Week of 11/11/13-11/15/13 IPO's Scheduled

CardioDx CDX $14.00-$16.00 5 mill 11/15 Merrill Lynch Celladon CLDN $14.00-$16.00 5 mill 11/14 J.P.Morgan Chegg, Inc. CHGG $9.50-$11.50 15 mill 11/13 J.P.Morgan Dynagas LNG Partners LP DLNG $19.00-$21.00 12.5 mill 11/13 Credit Suisse Extended Stay America/ESH Hospitality STAY $18.00-$21.00 28.3 mill 11/13 Deutsche Bank Securities HMH Holdings HMHC $14.00-$16.00 18.3 mill 11/14 Goldman Sachs Relypsa RLYP $16.00-$19.00 6.9 mill 11/14 Morgan Stanley Tandem Diabetes Care TNDM $13.00-$15.00 7.1 mill 11/14 Merrill Lynch Xencor XNCR $14.00-$16.00 5 mill 11/15 Credit Suisse Zulily ZU $16.00-$18.00 11.5 mill 11/15 Goldman Sachs