Happy Holidays from IPO Boutique!

There are no IPO's scheduled for the week of 12/29/14-1/2/15

Happy Holidays from IPO Boutique!

There are no IPO's scheduled for the week of 12/22/14-12/26/14

IPO's Scheduled Week of 12/15/14-12/19/14

Bellicum Pharmaceuticals BLCM $15.00-$17.00 6.25 million 12/18 Jefferies Juno Therapeutics JUNO 9.25 million $15.00-$18.00 12/19 Morgan Stanley On Deck Capital ONDK $16.00-$18.00 10 million 12/17 Morgan Stanley Rice Midstream Partners LP RMP $19.00-$21.00 25 million 12/17 Barclays

IPO's Scheduled Week of 12/8/14-12/12/14

Avolon Holdings Limited AVOL $21.00-$23.00 13.6 million 12/12 J.P. Morgan Connecture CNXR $12.00-$14.00 5.8 million 12/12 Morgan Stanley Hortonworks, Inc. HDP $12.00-$14.00 6 million 12/12 Goldman, Sachs James River Group Holdings JRVR $22.00-$24.00 11 million 12/12 Keefe Bruyette & Woods LendingClub Corporation LC $10.00-$12.00 57.7 million 12/11 Morgan Stanley Metaldyne Performance Group Inc. MPG $18.00-$21.00 15.4 million 12/12 BofA Merrill Lynch Momo Inc. MOMO $12.50-$14.50 16 million ADSs 12/11 Morgan Stanley New Relic, Inc. NEWR $18.00-$20.00 5 million 12/12 Morgan Stanley Polar Star Realty Trust Inc. PSRT $10.00-$13.00 43.5 million 12/11 FBR Workiva WK $13.00-$15.00 7.2 million 12/12 Morgan Stanley

IPO's Scheduled Week of 12/1/14-12/5/14

Histogenics Corporation HSGX $13.00-$15.00 4.3 mill 12/3 Cowen & Co.

HAPPY THANKSGIVING!

Due to the holiday there are no IPO's scheduled the week of 11/24/14-11/28/14

IPO's Scheduled Week of 11/17/14-11/21/14

Adama Agricultural Solutions ADAM $16.00-$18.00 23.5 million 11/21 Goldman Sachs Cnova N.V. CNV $12.50-$14.00 26.8 million 11/20 Morgan Stanley Neff Corporation NEFF $20.00-$22.00 10.5 million 11/21 Morgan Stanley Neothetics, Inc. NEOT $13.00-$15.00 4.3 million 11/20 Piper Jaffray Paramount Group PGRE $16.00-$19.00 131 million 11/19 BofA Merrill Lynch Peak Resorts SKIS $9.00-$11.00 10 million 11/21 FBR Second Sight Medical Products EYES $9.00-$9.00 3.5 million Wk of 11/17 MDB Capital Group Store Capital Corporation STOR $17.00-$19.00 27.5 million 11/18 Goldman Sachs The Habit Restaurants HABT $14.00-$16.00 5 million 11/20 Piper Jaffray

IPO's Scheduled Week of 11/10/14-11/14/14

Axalta Coating Systems AXTA $18.00-$21.00 45 million 11/12 Citigroup eHi Car Services Limited EHIC $12.00-$14.00 10 million 11/14 J.P. Morgan FibroGen, Inc. FGEN $16.00-$19.00 7.1 million 11/14 Goldman Sachs Landmark Infrastructure Partners LP LMRK $19.00-$21.00 3 million 11/14 Baird Navios Maritime Midstream Partners LP NAP $19.00-$21.00 8.1 million 11/13 BofA Merrill Lynch Neuroderm, Ltd. NDRM $13.00-$16.00 4.5 million 11/13 Jefferies PRA Health Sciences, Inc. PRAH $20.00-$23.00 18.6 million 11/13 Jefferies PolyPid Ltd. PLPD $10.00-$12.00 1.82 million 11/14 Aegis Capital Corp S1 Biopharma SXB $12.00-$14.00 2.75 million Wk of 11/10 MLV & Co. Virgin America Inc. VA $21.00-$24.00 13.3 million 11/14 Barclays

IPO's Scheduled Week of 11/3/14-11/7/14

Antero Midstream Partners LP AM $19.00-$21.00 37.5 million 11/5 Barclays Coherus BioSciences, Inc. CHRS $12.00-$15.00 6.3 million 11/6 J.P. Morgan FreshPet, Inc. FRPT $12.00-$14.00 10.4 million 11/7 Goldman Sachs INC Research Holdings, Inc. INCR $17.00-$20.00 8.1 million 11/7 Goldman Sachs Jaguar Animal Health JAGX $7.00-$9.00 5 million 11/5 BMO Capital Markets Nevro NVRO $15.00-$17.00 6.25 million 11/6 J.P. Morgan Radius Bancorp RADB $11.75-$13.75 5 million 11/5 Baird Sky Solar Holdings SKYS $10.00-$12.00 12.5 million ADSs 11/7 FBR The Joint Corp. JYNT $9.00-$11.00 3 million Wk of 11/3 Roth Capital Triumph Bancorp TBK $14.00-$16.00 6.7 million 11/7 Sandler O' Neill Upland Software, Inc. UPLD $12.00-$14.00 3.8 million 11/6 William Blair

IPO's Scheduled Week of 10/27/14-10/31/14

Boot Barn Holdings, Inc. BOOT $14.00-$16.00 5 million 10/30 J.P. Morgan Shell Midstream Partners LP SHLX $19.00-$21.00 37.5 million 10/29 Barclays Sientra, Inc. SIEN $14.00-$16.00 5 million 10/30 Piper Jaffray

IPO's Scheduled Week of 10/20/14-10/24/14

Anchor Bancorp Wisconsin Inc. ABCW $25.00-$27.00 372 K Wk of 10/20 Sandler O' Neill Endostim, Inc. STIM $10.00-$12.00 3.2 million Wk of 10/20 Wedbush PacGrow Life Sciences Fifth Street Asset Management FSAM $24.00-$26.00 8 million 10/22 Morgan Stanley Proteon Therapeutics, Inc. PRTO $12.00-$14.00 4.7 million 10/22 Stifel

IPO's Scheduled Week of 10/13/14-10/17/14

Atara Biotherapeutics ATRA $14.00-$16.00 5 million 10/16 Goldman Sachs Dominion Midstream Partners, LP DM $19.00-$21.00 17.5 million 10/15 Barclays Forward Pharma FWP $20.00-$22.00 9.5 million 10/15 Leerink Partners Great Western Bancorp GWB $21.00-$24.00 16 million 10/15 Deutsche Bank Securities Virobay, Inc. VBAY $12.00-$14.00 3.8 million 10/16 Piper Jaffray Xenon Pharmaceuticals XENE $10.00-$12.00 4 million 10/17 Jefferies Zayo Group Holdings ZAYO $21.00-$24.00 28.9 million 10/17 Morgan Stanley

IPO's Scheduled Week of 10/6/14-10/10/14

Dave & Busters Entertainment, Inc. PLAY $16.00-$18.00 5.9 million 10/10 Jefferies Diplomat Pharmacy DPLO $14.00-$16.00 13.33 million 10/10 Credit Suisse HubSpot HUBS $19.00-$21.00 5 million 10/9 Morgan Stanley MOL Global, Inc. MOLG $12.50-$14.50 19.5 million 10/9 Citigroup Neurosigma NSIG $13.00-$15.00 3.6 million 10/9 Jefferies OM Asset Management Limited OMAM $15.00-$17.00 22 million 10/9 BofA Merrill Lynch USD Partners LP USDP $19.00-$21.00 8.85 million 10/9 Citigroup Veritex Holdings VBTX $12.00-$14.00 2.7 million Wk of 10/6 Sandler O' Neill + Partners

IPO's Scheduled Week of 9/29/14-10/3/14

AAC Holdings, Inc. AAC $12.00-$14.00 5 million 10/2 William Blair Atento S.A. ATTO $19.00-$22.00 14.6 million 10/2 Morgan Stanley Calithera Biosciences CALA $13.00-$15.00 6 million 10/2 Citigroup Dermira, Inc. DERM $14.00-$16.00 5.35 million 10/3 Citigroup Eyegate Pharmaceuticals, Inc. EYEG $12.00-$14.00 1.9 million 10/3 Aegis Capital Corp FMSA Holdings FMSA $21.00-$24.00 44.5 million 10/3 Morgan Stanley JP Energy Partners LP JPEP $19.00-$21.00 13.75 million 10/2 Barclays Vivint Solar VSLR $16.00-$18.00 20.6 million 10/1 Goldman Sachs VWR Corporation VWR $22.00-$25.00 25.5 million 10/2 BofA Merrill Lynch Wayfair Inc. W $25.00-$28.00 11 million 10/2 Goldman Sachs Yodlee, Inc. YDLE $11.00-$13.00 6.25 million 10/3 Goldman Sachs

IPO's Scheduled Week of 9/22/14-9/26/14

Citizens Financial Group, Inc., CFG $23.00-$25.00 140 million 9/24 Morgan Stanley Civitas Therapeutics CVTS $14.00-$16.00 5 million 9/25 J.P. Morgan CONE Midstream Partners CNNX $19.00-$21.00 17.5 mill 9/25 Wells Fargo Cyber-Ark Software Ltd. CYBR $13.00-$15.00 5.4 million 9/24 J.P Morgan Medley Management Inc. MDLY $20.00-$22.00 6 million 9/24 Goldman Sachs Smart & Final Stores, Inc. SFS $12.00-$14.00 13.5 million 9/24 Credit Suisse Travelport Worldwide Limited TVPT $14.00-$16.00 30 million 9/25 Morgan Stanley Vantage Energy VEI $24.00-$27.00 23.6 million 9/25 Barclays Vitae Pharmaceuticals, Inc. VTAE $11.00-$13.00 5 million 9/24 Stifel

IPO's Scheduled Week of 9/15/14-9/19/14

Alibaba Group Holding Limited BABA $60.00-$66.00 320.1 million 9/19 Credit Suisse Civitas Solutions, Inc. CIVI $20.00-$23.00 11.7 million 9/17 Barclays Foamix Pharmaceuticals FOMX $10.00-$12.00 5.9 million 9/18 Barclays Proqr Therapeutics B.V. PRQR $11.00-$13.00 6.25 million 9/18 Leerink Partners rEVO Biologics, Inc. RBIO $13.00-$15.00 3.6 million 9/17 Piper Jaffray Tokai Pharmaceuticals, Inc. TKAI $13.00-$15.00 5.4 million 9/17 BMO Capital Markets Viking Therapeutics, Inc. VKTX $10.00-$12.00 5 million 9/18 Oppenheimer

IPO's Scheduled Week of 9/8/14-9/12/14

Affimed Therapeutics B.V. AFMD $11.00-$13.00 6.3 million 9/12 Jefferies GWG Holdings, Inc GWGH $11.50-$13.50 1.25 million 9/9 Newport Coast Securities ReWalk Robotics Ltd. RWLK $14.00-$16.00 3.35 million 9/12 Barclays

IPO's Scheduled The Week of 9/1/14-9/5/14

There are no IPO's scheduled for this week.

IPO's Scheduled The Week of 8/25/14-8/29/14

There are no IPO's scheduled for this week.

IPO's Scheduled Week of 8/18/14-8/22/14

There are no IPO's scheduled for this week.

IPO's Scheduled Week of 8/11/14-8/15/14

C1 Financial, Inc. BNK $18.00-$20.00 2.6 million 14-Aug Keefe Bruyette & Woods Capnia, Inc. CAPNU $6.50-$8.50 2.7 million Wk of 8/11 Maxim Group GWG Holdings, Inc GWGH $11.50-$13.50 1.6 million Wk of 8/11 MLV & Co. Otonomy, Inc. OTIC $14.00-$16.00 5.3 million 8/13 J.P. Morgan

IPO's Scheduled Week of 8/4/14-8/8/14

Green Bancorp, Inc. GNBC $15.00-$17.00 4.7 million 8-Aug Sandler O' Neill Hoegh LNG Partners LP HMLP $19.00-$21.00 9.6 million 8/7 Citigroup iDreamSky Technology Limited DSKY $12.00-$14.00 7.7 million 8/7 Credit Suisse Independence Contract Drilling ICD $14.00-$16.00 10 million 8/8 Morgan Stanley Ryerson Holding Corporation RYI $17.00-$20.00 11 million 8/7 BofA Merrill Lynch T2 Biosystems, Inc. TTOO $15.00-$17.00 4 million 8/7 Goldman Sachs

IPO's Scheduled Week of 7/28/14-8/1/14

Auris Medical Holding AG EARS $10.00-$12.00 6.9 million 8/1 Jefferies Avalanche Biotechnologies, Inc. AAVL $13.00-$15.00 5.4 million 7/31 Jefferies Bio Blast Pharma Ltd. ORPN $11.00-$13.00 3.33 million 8/1 Oppenheimer Catalent, Inc. CTLT $19.00-$22.00 42.5 million 7/31 Morgan Stanley ContraFect Corporation CFRX $5.00-$6.00 3.6 million 7/29 Maxim Group FCB Financial Holdings FCB $24.00-$27.00 8.7 million 8/1 Deutsche Bank HealthEquity Inc. HQY $10.00-$12.00 9.1 million 7/31 J.P. Morgan Lantheus Holdings, Inc. LNTH $12.00-$15.00 9.3 million 7/30 Citigroup Loxo Oncology, Inc. LOXO $12.00-$14.00 4.4 million 8/1 Cowen Macrocure Ltd. MCUR $13.00-$15.00 5.4 million 7/31 Credit Suisse Marinus Pharmaceuticals MRNS $12.00-$14.00 4 million 7/31 Stifel Mobileye N.V. MBLY $17.00-$19.00 27.8 million 8/1 Goldman Sachs Sirva, Inc. SRVA $15.00-$17.00 11.6 million 8/1 Morgan Stanley Synchrony Financial SYF $23.00-$26.00 125 million 7/31 Goldman Sachs Tobira Therapeutics TBRA $12.00-$14.00 4.6 million 7/31 BMO Transocean Partners LLC RIGP $19.00-$21.00 17.5 million 7/31 Morgan Stanley Vascular Biogenics, Ltd. VBLX $13.00-$15.00 5.4 million 7/31 Deutsche Bank VTTI Energy Partners LP VTTI $19.00-$21.00 17.5 million 1-Aug Citigroup Westlake Chemical Partners LP WLKP $19.00-$21.00 11.3 million 7/30 Barclays Zosano Pharma Corporation ZSAN $10.00-$12.00 6.4 million Wk of 7/28 Wedbush PacGrow

IPO's Scheduled Week of 7/21/14-7/25/14

Advanced Drainage Systems, Inc. WMS $17.00-$19.00 14.5 million 7/25 Barclays Atara Biotherapeutics, Inc. ATRA $14.00-$16.00 5 million 7/24 Goldman Sachs El Pollo Loco Holdings LOCO $13.00-$15.00 7.14 million 7/25 Jefferies Immune Design Corp IMDZ $12.00-$14.00 4.7 million 7/24 Jefferies Innocoll GmbH INNL $13.00-$15.00 5.4 million 7/25 Piper Jaffray Intersect ENT, Inc. XENT $11.00-$13.00 5 milion 7/24 J.P. Morgan Mapi - Pharma Ltd. MAPI $13.00-$15.00 2.67 million 7/24 Aegis Ocular Therapeutix OCUL $14.00-$16.00 5 million 7/25 Morgan Stanley Orion Engineered Carbon Holdings S.A. OEC $21.00-$24.00 18 million 7/25 Morgan Stanley Spark Energy SPKE $19.00-$21.00 3 million 7/24 Baird Townsquare Media TSQ $14.00-$16.00 8.3 million 7/24 BofA Merrill Lynch

IPO's Scheduled Week of 7/14/14-7/18/14

CareDx Inc., CDNA $15.00-$17.00 3.1 million 7/18 Piper Jaffray Globant S.A. GLOB $11.00-$13.00 6.3 million 7/18 J.P. Morgan Iradimed Inc. IRMD $5.00-$6.00 1.75 million Wk of 7/14 Roth Capital Partners Medical Transcription Billing Corp MTBC $9.00-$11.00 3 million 7/15 Chardan,Summer Street Pfenex, Inc. PFNX $12.00-$14.00 5 million 7/18 William Blair Roka Biosciences ROKA $14.00-$16.00 5 million 7/17 BofA Merrill Lynch Sage Therapeutics SAGE $14.00-$16.00 4 million 7/18 J.P. Morgan TerraForm Power TERP $19.00-$21.00 20.1 million 7/18 Goldman Sachs Trupanion Inc. TRUP $13.00-$15.00 7.1 million 7/18 RBC Capital Markets TubeMogul, Inc. TUBE $11.00-$13.00 6.3 million 7/18 BofA Merrill Lynch

IPO's Scheduled Week of 7/7/14-7/11/14

Medical Transcription Billing Corp MTBC $9.00-$11.00 3 million 7/10 Chardan,Summer Street

IPO's Scheduled Week of 6/30/14-7/4/14

Investar Holding Corp ISTR $15.00-$17.00 2.9 mill 7/1 Sandler O'Neill, Sterne Agee

IPO's Scheduled Week of 6/23/14-6/27/14

Adeptus Health ADPT $19.00-$22.00 4.9 million 6/25 Deutsche Bank Securities Ambrx, Inc. AMBX $12.00-$14.00 5.4 million 6/25 Stifel Amphastar Pharmaceuticals AMPH $10.00-$12.00 7.4 million 6/25 Jefferies GlobeImmune, Inc. GBIM $15.00-$17.00 1.56 million 6/27 Aegis GoPro Inc. GPRO $21.00-$24.00 17.8 million 6/26 J.P. Morgan Imprivata, Inc. IMPR $14.00-$16.00 5 million 6/25 J.P. Morgan KineMed, Inc. KNMD $6.50-$7.50 4.5 million 6/25 Feltl Materialise NV MTLS $12.00-$14.00 8 million 6/25 Piper Jaffray Minerva Neurosciences NERV $10.00-$12.00 5.5 million 6/26 Jefferies NextEra Energy Partners, LP NEP $19.00-$21.00 16.3 million 6/27 BofA Merrill Lynch ServiceMaster Global Holdings SERV $18.00-$21.00 35.9 million 6/26 J.P. Morgan Taggares Agriculture Corp. TAG $6.00-$7.00 7 million Wk of 6/23 Janney Montgomery Scott TCP International Holdings Ltd. TCPI $13.00-$15.00 7.1 million 26-Jun Deutsche Bank The Michaels Companies, Inc. MIK $17.00-$19.00 27.8 million 27-Jun J.P. Morgan Xunlei Limited XNET $9.00-$11.00 7.3 million 25-Jun J.P. Morgan

IPO's Scheduled Week of 6/16/14-6/20/14

Ardelyx Inc., ARDX $13.00-$15.00 3.6 million 6/19 Citigroup Century Communities CCS $23.00-$26.00 4.5 million 6/18 FBR Eclipse Resources Corporation ECR $27.00-$30.00 30.3 million 6/20 Citigroup Foresight Energy Partners LP FELP $19.00-$21.00 17.5 million 6/18 Barclays Kite Pharma, Inc., KITE $12.00-$14.00 6 million 6/20 Jefferies Markit Ltd., MRKT $23.00-$25.00 45.7 million 6/19 BofA Merrill Lynch Microlin Bio, Inc. MCLB $10.00-$12.00 2.73 million 6/18 Brean Capital Parnell Pharmaceutical Holdings Ltd PARN $17.00-$19.00 3.6 million 6/18 Jefferies QIWI plc QIWI Last Trade $47.58 2 million 6/17 Credit Suisse Syndax Pharmaceuticals, Inc. SNDX $13.00-$15.00 4.3 million 6/19 Deutsche Bank Securities Viper Energy Partners LP VNOM $19.00-$21.00 5 million 6/18 Barclays Zafgen, Inc., ZFGN $14.00-$16.00 5 million 6/19 Leerink Partners ZS Pharma Inc., ZSPH $15.00-$17.00 5 million 6/18 J.P. Morgan

IPO's Scheduled Week of 6/9/14-6/13/14

Abengoa Yield plc ABY $25.00-$27.00 23.1 million 13-Jun Citigroup Aspen Aerogels, Inc. ASPN $14.00-$16.00 6.67 million 6/13 Barclays Memorial Resource Development Corp. MRD $16.00-$18.00 36 million 6/13 Citigroup Mobile Iron, Inc MOBL $8.00-$10.00 11.1 million 6/12 Morgan Stanley Signal Genetics SGNL $10.00-$12.00 1.5 mill 6/12 Aegis Trinseo S.A. TSE $17.00-$19.00 10 million 6/12 Goldman, Sachs Zhaopin Ltd. ZPIN $12.50-$14.50 5.6 million 6/13 Credit Suisse

IPO's Scheduled Week of 6/2/14-6/6/14

Arista Networks, Inc. ANET $36.00-$40.00 5.25 mill 6/6 Morgan Stanley

Happy Memorial Day!

There are no IPO's scheduled for the week of 5/26/14-5/30/14

IPO's Scheduled Week of 5/19/14-5/23/14

21st Century Oncology Holdings Inc. ICC $14.00-$16.00 13.33 million 5/21 Morgan Stanley Agile Therapeutics, Inc. AGRX $12.00-$14.00 4.6 million 5/22 RBC Capital Markets First Foundation Inc., FFWM $21.00-$24.00 2.2 million Wk of 5/19 Sandler O'Neill + Partners Heritage Insurance Holding, Inc., HRTG $14.00-$16.00 6 million 5/23 Citigroup JD.com JD $16.00-$18.00 93.7 million 5/22 BofA Merrill Lynch Parsley Energy PE $15.00- $18.00 43.9 million 5/23 Credit Suisse SunEdison Semiconductor Limited SEMI $13.00-$15.00 7.2 million 5/22 Deutsche Bank Securities

IPO's Scheduled Week of 5/12/14-5/16/14

Bankwell Financial Group BWFG $22.00-$24.00 2.22 million Wk of 5/12 Sandler O' Neill + Partners ETRE REIT ECAV $14.00-$16.00 3.7 million Wk of 5/12 Sandler O'Neill Jumei International Holding Limited JMEI $19.50-$21.50 9.5 million 16-May Goldman Sachs (Asia) SD Company SDPI $5.00-$7.00 5 million Wk of 5/12 Roth Capital Partners ServisFirst Bancshares Inc., SFBS $91.00-$93.00 0.625 million Wk of 5/12 Sandler O Neill + Partners TrueCar Inc., TRUE $12.00-$14.00 7.8 million 16-May Goldman Sachs Zendesk Inc., ZEN $8.00-$10.00 11.1 million 15-May Goldman, Sachs

IPO's Scheduled Week of 5/5/14-5/9/14

Alcentra Capital Corp ABDC $15.00-$15.00 6.66 mill Wk of 5/5 Raymond James Alder Biopharmaceuticals ALDR $13.00-$15.00 7.15 mill 5/8 Credit Suisse Cheetah Mobile Inc., CMCM $12.50-$14.50 12 million 5/8 Morgan Stanley GasLog Partners LP GLOP $19.00-$21.00 8.4 million 5/8 Citigroup K2M Group Holdings, Inc. KTWO $16.00-$18.00 8.83 million 5/8 Piper Jaffray PBF Logistics LP PBFX $19.00-$21.00 13.75 million 5/9 Barclays Radius Health RDUS $14.00-$16.00 5 million 5/8 Jefferies Tuniu Corp., TOUR $9.00-$11.00 8 million 5/9 Morgan Stanley

IPO's Scheduled Week of 4/28/14-5/2/14

Ares Management, L.P. ARES $21.00-$23.00 18.2 mill 5/2 J.P. Morgan Papa Murphy's Holdings FRSH $11.00-$13.00 5.83 mill 5/2 Jefferies

IPO's Scheduled Week of 4/21/14-4/25/14

Quotient Limited QTNT $14.00-$16.00 5 million 4/22 UBS Investment Bank

IPO's Scheduled Week of 4/14/14-4/18/14

Leju Holdings Ltd. LEJU $10.00-$12.00 17.7 mill 4/17 Credit Suisse  Moelis & Co. MC $26.00-$29.00 7.3 million 4/16 Goldman Sachs  Opus Bank OPB $31.00-$34.00 5.76 million 4/16 J.P. Morgan Quotient Limited QTNT $14.00-$16.00 5 million 4/16 UBS Investment Bank  Sabre SABR $18.00-$20.00 44.7 million 4/17 Morgan Stanley  Sportsman's Warehouse Holdings, Inc. SPWH $11.00-$13.00 12.5 million 4/17 Credit Suisse Trivascular Technologies, Inc. TRIV $13.00-$15.00 6.5 million 4/16 J.P. Morgan  Vital Therapies VTL $13.00-$15.00 4.5 million 4/17 BofA Merrill Lynch  Weibo Corporation WB $17.00-$19.00 20 million 4/17 Goldman Sachs (Asia)

IPO's Scheduled Week of 4/7/14-4/11/14

Adamas Pharmaceuticals ADMS $16.00-$18.00 3 million 4 / 10 Credit Suisse Aldeyra Therapeutics ALDX $10.00-$12.00 2.3 million 4 / 11 Aegis Capital Ally Financial Inc. ALLY $25.00-$28.00 95 million 4 / 10 Citigroup Cerulean Pharma CERU $11.00-$13.00 5 million 4 / 10 Leerink Partners City Office REIT, Inc. CIO $14.00-$16.00 6.67 million 4 / 11 Janney Montgomery Scott Enable Midstream Partners LP ENBL $19.00-$21.00 25 million 4 / 11 Morgan Stanley Farmland Partners Inc. FPI $14.00-$16.00 4.7 million 4 / 10 Baird iKang Healthcare Group, Inc. KANG $12.00-$14.00 10.9 million 4 / 9 BofA Merrill Lynch La Quinta Holdings Inc. LQ $18.00-$21.00 37.2 million 4 / 9 Morgan Stanley Paycom Software, Inc. PAYC $18.00-$20.00 6.65 million 4 / 11 Barclays Phibro Animal Health Corporation PAHC $16.00-$18.00 11.77 million 4 / 11 BofA Merrill Lynch Zoe's Kitchen, Inc. ZOES $11.00-$13.00 5.8 million 4 / 11 Jefferies

Week of 3/31/14-4/4/14 IPO's Scheduled

Corium International CORI $10.00-$12.00 5.5 mill 4/3 Jefferies Five9 FIVN $9.00-$11.00 10 mill 4/4 J.P.Morgan GrubHub Inc. GRUB $20.00-$22.00 7.03 mill 4/4 Citi IMS Health Holdings IMS $18.00-$21.00 65 mill 4/4 J.P. Morgan Opower OPWR $17.00-$19.00 6.1 mill 4/4 Morgan Stanley Scynexis, Inc. SCYX $12.00-$14.00 4.23 mill 4/3 RBC Capital Markets Tarena International TEDU $8.00-$10.00 15.3 mill ADSs 4/3 Goldman Sachs The Rubicon Project RUBI $15.00-$17.00 6.77 mill 4/2 Morgan Stanley

IPO's Scheduled Week of 3/24/14-3/28/14

1347 Property Insurance Holdings, Inc. PIH $10.00-$12.00 2.3 mill 3/26 Aegis Capital 2U, Inc. TWOU $11.00-$13.00 9.18 mill 3/28 Goldman Sachs Aerohive Networks, Inc. HIVE $9.00-$11.00 7.5 mill 3/28 Goldman Sachs Applied Genetic Technologies AGTC $13.00-$15.00 3.57 mill 3/27 BMO Capital Markets Bluerock Residential Growth Reit BRG $15.00-$15.00 3.33 mill 3/28 Wunderlich Securities CBS Outdoor Americas CBSO $26.00-$28.00 20 mill 3/28 Goldman Sachs Everyday Health, Inc. EVDY $13.00-$15.00 7.15 mill 3/28 J.P. Morgan King Digital Entertainment KING $21.00-$24.00 22 mill 3/26 J.P. Morgan Nord Anglia Education NORD $15.00-$17.00 19 mill 3/26 Credit Suisse Square 1 Financial SQBK $15.00-$17.00 5.9 mill wk of Sandler O'Neil TriNet Group TNET $15.00-$17.00 15 mill 3/27 J.P. Morgan

IPO's Scheduled Week of 3/17/14-3/21/14

A10 Networks, Inc. ATEN $13.00-$15.00 12.5 mill 3/21 Morgan Stanley Akebia Therapeutics AKBA $14.00-$17.00 4.9 mill 3/20 Morgan Stanley Amber Road, Inc. AMBR $10.50-$12.50 6.5 mill 3/21 Stifel Borderfree BRDR $14.00-$16.00 5 mill 3/21 Credit Suisse Globoforce Group PLC THNX $16.00-$18.00 4.41 mill 3/21 J.P. Morgan Mediwound Ltd. MDWD $14.00-$16.00 5 mill 3/20 Credit Suisse Paylocity Holding PCTY $14.00-$16.00 6.67 mill 3/19 Deutsche Bank Q2 Holdings Inc. QTWO $11.00-$13.00 7.76 mill 3/20 J.P. Morgan TPG Specialty Lending Inc. TSLX $16.00-$17.00 7 mill 3/21 J.P. Morgan Versartis, Inc. VSAR $16.00-$19.00 4.6 mill 3/21 Morgan Stanley

Week of 3/10/14-3/14/14 IPO's Scheduled

Achaogen, Inc. AKAO $12.00-$14.00 5 mill 3/12 Credit Suisse Castlight Health, Inc. CSLT $9.00-$11.00 11.1 mill 3/14 Goldman Sachs Diamond S Shipping Group DSG $14.00-$16.00 14 mill 3/12 Jefferies Dipexium Pharmaceuticals DPRX $12.00-$14.00 2.31 mill 3/13 Oppenheimer

IPO's Scheduled Week of 3/3/14-3/7/14

Aquinox Pharmaceuticals, Inc. AQXP $10.00-$12.00 3.7 mill 3/7 Jefferies Coupons.com Inc. COUP $12.00-$14.00 10 mill 3/7 Goldman Sachs Recro Pharma REPH $10.00-$12.00 2.55 mill 3/7 Aegis TriplePoint Venture Growth BDC TPVG $15.00-$15.00 8.33 mill 3/6 Morgan Stanley

IPO's Scheduled Week of 2/24/14-2/28/14

Lumenis Ltd. LMNS $15.00-$17.00 6.25 mill 2/27 Goldman Sachs Varonis Systems, Inc. VRNS $17.00-$19.00 4.8 mill 2/28 Morgan Stanley

IPO's Scheduled Week of 2/10/14-2/14/14

Amedica Corporation AMDA $10.00-$12.00 3.2 mill 2/12 JMP Concert Pharmaceuticals CNCE $12.00-$14.00 5 mill 2/14 UBS Eagle Pharmaceuticals EGRX $14.00-$16.00 3.33 mill 2/13 Piper Jaffray Flexion Therapeutics FLXN $12.00-$14.00 5 mill 2/12 BMO Inogen, Inc. INGN $16.00-$18.00 4.4 mill 2/14 J.P. Morgan Installed Building Products, Inc. IBP $14.00-$16.00 9 mill 2/13 Deutsche Bank Securities Semler Scientific SMLR $12.00-$14.00 1.2 mill 2/14 Aegis Talmer Bancorp TLMR $12.50-$14.50 15.6 mill 2/12 Keefe, Bruyette, & Woods

IPO's Scheduled Week of 2/3/14-2/7/14

Argos Therapeutics ARGS $13.00-$15.00 4.25 mill 2/7 Piper Jaffray Auspex Pharmaceuticals ASPX $10.00-$12.00 5.5 mill 2/5 Stifel CM Finance CMFN $15.00-$15.00 6.7 mill 2/6 Raymond James Continental Building Products CBPX $16.00-$18.00 13.2 mill 2/5 Citi Egalet EGLT $11.00-$13.00 3.5 mill 2/7 Stifel Eleven Biotherapeutics EBIO $13.00-$15.00 4.3 mill 2/6 Citi Genocea GNCA $12.00-$14.00 5.5 mill 2/5 Citi GeoPark GPRK $8.00-$10.00 20 mill 2/6 J.P. Morgan Ladder Capital Corp LADR $14.00-$16.00 13.25 mill 2/7 Deutsche Bank Revance Therapeutics RVNC $14.00-$16.00 5 mill 2/6 Cowen uniQuire B.V. QURE $13.00-$15.00 4.6 mill 2/5 Jefferies

IPO's Scheduled Week of 1/27/14-1/31/14

Cara Therapeutics CARA $11.00-$13.00 5 mill 1/31 Stifel Dicerna Pharmaceuticals, Inc. DRNA $11.00-$13.00 5 mill 1/31 Jefferies Intrawest Resorts Holdings SNOW $15.00-$17.00 15.6 mill 1/31 Goldman Sachs Malibu Boats, Inc. MBUU $13.00-$15.00 7.1 mill 1/31 Raymond James The New Home Company NWHM $15.00-$17.00 7.8 mill 1/31 Citi Ultragenyx Pharmaceutical RARE $14.00-$17.00 4.8 mill wk of J.P. Morgan

IPO's Scheduled Week of 1/20/14-1/24/14

Care.com CRCM $14.00-$16.00 5.35 mill 1/24 Morgan Stanley Rice Energy RICE $19.00-$21.00 40 mill 1/24 Barclays Santander Consumer USA Holdings SC $22.00-$24.00 65.2 mill 1/24 Citigroup

IPO's scheduled week of 1/13/14-1/17/14

American Capital Senior floating, Ltd. ACSF $15.00-$15.00 10 mill 1/16 Morgan Stanley CHC Group Ltd. HELI $16.00-$18.00 29.4 mill 1/17 J.P. Morgan Cypress Energy Partners, L.P. CELP $19.00-$21.00 3.75 mill 1/16 Raymond James EP Energy EPE $23.00-$27.00 40 mill 1/17 Credit Suisse RSP Permian RSPP $19.00-$21.00 20 mill 1/17 Barclays