C1 Financial, Inc. BNK $18.00-$20.00 2.6 million 14-Aug Keefe Bruyette & Woods
Capnia, Inc. CAPNU $6.50-$8.50 2.7 million Wk of 8/11 Maxim Group
GWG Holdings, Inc GWGH $11.50-$13.50 1.6 million Wk of 8/11 MLV & Co.
Otonomy, Inc. OTIC $14.00-$16.00 5.3 million 8/13 J.P. Morgan
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